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The Pennington Group

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At The Pennington Group, headquartered in Washington, D.C., we believe the foundation of every relationship is built on care, trust and respect. We carry this belief in our passion for providing comprehensive wealth management solutions to ultra-high-net worth individuals and their multi-generational families.

As part of Rockefeller Capital Management, we leverage the firm’s rich history in helping wealthy families and individuals manage the nuances and complexities of multi generational wealth. Our clients benefit from being part of a special boutique environment that offers the highest levels of service and unparalleled access to industry-leading products and estate-planning and family-office services. Every strategy and cohesive wealth plan we create is personal and custom to each client’s unique needs and situations. We care deeply about their successes and treat them all as if they were part of our own family.

Contact us to learn more about our high-touch approach to helping individuals and their families achieve their life goals.

THE PENNINGTON GROUP

(202) 890-8055

900 17th Street NW
Suite 603
Washington, D.C. 20006

“At Rockefeller Capital, our clients benefit from being part of a special boutique environment with access to products and services that you cannot get anywhere else.”

Laura Pennington, Private Advisor, Managing Director 

At The Pennington Group, the foundation of every relationship is built on care, trust and respect. This comes through in every personalized wealth strategy and solution we create—each designed to enable clients to achieve what’s in their hearts and minds.

LAURA N. PENNINGTON, CFP®, CIMA®, CEPA®

Private Advisor, Managing Director

LPennington@rockco.com
(202) 890-8055
Biography +

CHLOE DUANSHI, CFA®

Head of Investment Research & Strategy 
Biography +

JIMMY C. CHANG, CFA®

Chief Investment Officer, Rockefeller Global Family Office
Biography +

JACKIE C. KLABER

Head of Opportunistic Investing
Biography +

ROSE LEE

Head of Investment Solutions
Biography +

JASON THOMPSON

Chief Wealth Strategist
Biography +

DAVID O'LEARY

Senior Vice President, Head of Insurance and Annuity
Biography +

ELISABETH "LISI" MADDEN

Head of Fiduciary Services
Biography +

REBECCA MINEO

Head of Family Office Services
Biography +

TIMOTHY LAFFEY

Head of Tax Policy & Research
Biography +

“I have been fortunate throughout my career to engage with great mentors.  Many of those influential figures ran businesses or were serial entrepreneurs.  Watching how they built and grew their businesses and assisting them in planning for their ensuing wealth and its impact on future generations is the core knowledge that has informed the investment philosophy and wealth management mission statement for Merlin Wealth Management.  So, when we find advisor teams, like the Pennington Group, that have a similar passion for thoughtful asset management and a genuine caring for clients and their families, it creates a natural partnership that should only make the client experience even more powerful.”

                                                                      – Michael Merlin, Founder Merlin Wealth Management

Michael Merlin

Founder of Merlin Wealth Management, Managing Director 
Biography +

Adam Compton

Director of Investments at Merlin Wealth Management, Senior Vice President 
Biography +

John Wagner

Investment Associate, Associate Vice President at Merlin Wealth Management
Biography +
A leading private wealth practice…
Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax & Legal Advisor Coordination

We work with your Tax Advisor to manage your investments in a tax-efficient manner and coordinate with your Attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax, & Legal Advisor Coordination

We work with your CPA to manage your investments in a tax-efficient manner and coordinate with your attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

merged with holistic advisory and family office services.
The Rockefeller difference is our unique combination of holistic and specialized services, designed to complement world-class wealth planning and advisory.

• Financial Accounting & Bookkeeping

• Trust & Estate Planning

• Family Legacy & Governance Advisory

• Bill payment

• Philanthropic advisory

• Human Resources Services

• Cash flow and liquidity planning

• Bill payment

• Next Gen Financial Education

• Aggregated Reporting

Rockefeller Capital Management provides strategic advice to ultra-high-net worth families, family offices, individuals and corporations. Families that own businesses or are interested in purchasing a business can come to Rockefeller Capital Management for thoughtful, tailored advice on whether to sell a business, sell a portion of a business, purchase a business or grow an existing business.
Rockefeller Capital Management also works with corporations seeking customized, innovative solutions and independent advice on strategic transactions. Our focus is to deliver exceptional results for our clients through flawless execution and to help clients achieve their strategic goals.

Rockefeller Capital Management provides securities activities and services through Rockefeller Financial LLC, its registered broker-dealer, member FINRA, SIPC.

• Differentiated, independent advice for entrepreneurs and business owners

• Execution across private and public companies owned or operated by our clients

• Mergers, acquisitions, divestitures, capital raises

• Real estate advisory

• Sports franchise advisory

Rockefeller Asset Management serves individuals, families and institutional investors whose focus on alpha generation requires an experiences partner with a demonstrable investment history. With more than 30 years of experience in global investing, we offer Equity and Fixed Income strategies whose performance over multiple market cycles is driven by a disciplined process and our collaborative culture.

Equity Strategies

  • We offer global, U.S., and non-U.S., thematic dedicated environmental, social and governance (“ESG”) equity strategies for institutions and individuals. A core differentiator of Rockefeller’s approach is our well established practice of constructively engaging shareholders in a way that drives long-term value creation across portfolios and improves ESG standards globally.

Fixed Income Strategies

  • We offer a range of tax-exempt and taxable fixed income strategies, serving high-net worth and family office clients. Our fixed income investment process employs an analysis of macro-economic conditions complemented by fundamental credit research set within a sophisticated risk management and portfolio construction framework.

We are pleased to offer our clients and their families special access and privileges through a handful of thoughtfully vetted and selected partners – each preeminent providers in their respective fields – providing highly personalized support on how to simplify, navigate, and elevate modern life.

Private Aviation
• A unique private aviation platform designed exclusively for Rockefeller Capital Management Clients

Private Health Advisory
• Proactive health and wellness support, travel/emergency contingency 24/7 and complete management of any health concern.

Personal Security
• A total security solution tailored to each client and location, assessing their needs and goals.

Emergency Travel Services
• The world’s leading organization providing medical, security, evacuation, travel risk and crisis management services.

Art Advisory
• With access to specialists in art and collectibles globally, experts will provide guidance through the sales and acquisition process.

Next Gen Advisory
• Career and life coaching for emerging professionals, as well as health and wellness resources for young adults.

Elder Care
• A unique benefit that can help with everything related to aging, elder care or special needs.

Virtual Specialty Care
• A virtual specialty care platform that leverages sophisticated technology to curate access to a network of leading doctors across 48 US hospitals for expert insights on specific health concerns.

Once in a Lifetime Experiences
• Almost any “bucket list” wish can be fulfilled for Rockefeller clients with VIP-savvy concierge experts who can pave the way to once-in-a-lifetime experiences, whether meeting global stars, participating in iconic events, or realizing other long-held dreams.

Unique Travel Experiences
• A leading travel concierge service that offers exclusive planning and booking for Rockefeller clients seeking unforgettable vacations. Clients have access at member-only rates to unique settings and destinations with family privileges.

Purpose-Driven Wine Platform
• A leading wine-appreciation platform offering a single source for Rockefeller clients interested in fine wines, insider offers and access to unique experiences. Clients can obtain allocated, reserve, library and collector-level wines. Through the Rockefeller Live Well Do Good Membership Program, a portion of profits go to support The Ocean Foundation.

Cyber Security
• An exclusive boutique company with a proven history of providing elite cyber-protection services for all digital security needs of individuals and their families to eliminate the risk of cyberattacks.

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“We take the time to educate our clients and to simplify what sometimes can be an overwhelming process, then help them achieve what’s on their minds and in their hearts.”
Laura N. Pennington, Private Advisor, Managing Director
“We’re in touch with each of our clients at least once a month, even if it’s a five-minute call to see how they're doing.”
Laura N. Pennington, Private Advisor, Managing Director
“We limit the size of our client base so we can provide a higher level of touch and better overall quality of service."
Laura N. Pennington, Private Advisor, Managing Director
“Once we truly understand what a client wants from their money and their life, we help them invest to achieve that.”
Laura N. Pennington, Private Advisor, Managing Director
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News
Business Wire - April 3, 2023
IGM Financial, a Member of the Power Corporation Group of Companies, Making Long-Term Strategic Investment in Rockefeller Capital Management; Becomes Shareholder Alongside Majority Investor Viking Global Investors
Business Wire - January, 13 2023
Rockefeller Capital Management Expands Presence in Texas, Welcomes First Austin-Based Private Advisor Team
Business Wire - November 4, 2022
Rockefeller Capital Management Welcomes The Maxwell Group, of The Woodlands, TX, to its Rockefeller Global Family Office
Business Wire - October 20, 2022
Rockefeller Asset Management Expands Team to Scale Existing Capabilities and Position Growth Centered on Strategic Partnerships
Business Wire - October 7, 2022
Rockefeller Capital Management Welcomes the Mooney Stanley Group, of Pepper Pike, OH, to its Rockefeller Global Family Office – Expanding Presence in Midwest
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck

Rockefeller Financial LLC is a broker-dealer and investment adviser dually registered with the U.S. Securities and Exchange Commission (SEC);Member Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC). Rockefeller Financial LLC is not a bank. Where appropriate, Rockefeller Financial LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Rockefeller Financial LLC are not FDIC insured, may lose value, are not bank guaranteed, not a bank deposit, and not otherwise insured by any federal government agency.

Investing involves risk, including the possible loss of principal. Past Performance is no guarantee of future results and no investment or financial planning strategy guarantees profit or protection.

Rockefeller Capital Management LLC and its affiliates do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
LAURA N. PENNINGTON

LAURA N. PENNINGTON

Private Advisor, Managing Director 

 

Laura Pennington is a Private Advisor at The Pennington Group of Rockefeller Capital Management.

With nearly 30 years of experience in the financial services industry, Laura focuses on building customized strategies to help ultra-high-net-worth individuals and their multigenerational families obtain their goals and aspirations. Before joining Rockefeller Capital in January 2020, she was a Senior Vice President at UBS. A personal wealth manager since 2001, Laura also spent time on municipal bond trading desks in New York and worked in many capacities as part of an institutional consulting team in Washington, D.C.

Laura earned her bachelor’s degree in economics from Rollins College. She studied abroad at the London School of Economics and University of London, where she gained a global perspective and true appreciation for the financial markets. A Certified Financial PlannerTM, Laura also earned her Certified Investment Management Analyst designation through coursework at the Investments and Wealth Institute and the Wharton School of Business at the University of Pennsylvania.

Laura lives in Washington, D.C., where she’s active in her community. She has served as a committee member and chair for many art, children’s, and animal welfare charities, and has been a board member of the Washington International Horse Show for the past 10 years. An animal lover, Laura also enjoys skiing, horseback riding, traveling, running and spending time with her husband and their two children.

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FABIENNE TREMBLAY

FABIENNE TREMBLAY

Private Advisor, Associate Vice President 

 

At Rockefeller, Fabienne focuses on client support and team operations. Before joining Rockefeller, Fabienne was an Analyst at Strategic Investment Group and an Assistant Manager at Cambridge Associates, both companies focusing on Institutional relationships including Endowments, Foundations and Pension Funds.

Fabienne graduated from Université de Sherbrooke in Québec, Canada, with a Bachelor of Business Administration and is a CFA® Level I Candidate. She grew up near Montréal, Canada and is fluent in French.

Outside of the office Fabienne enjoys all things active including: hiking, skiing, running, and sailing. She loves to cook, travel, and enjoys spending time with her dog, family and friends. She is also a member of the Young Professionals Committee for the N Street Village in Washington, DC.

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MICHAEL MERLIN

MICHAEL MERLIN

Founder of Merlin Wealth Management, Managing Director 

 

Michael is the Co-Manager of the three Merlin Wealth Management proprietary equity strategies. He has 11 years of portfolio management experience in both equities and fixed income where he has built a track record offering attractive performance.

Michael has been named to Barron’s list of America’s Top 1,000 Advisors, On Wall Street’s list of America’s top advisors under 40, Forbes’ list of America’s Best-in-State Wealth Advisors, and The Financial Times’ Top 400 Financial Advisors. Michael has also been published several times in the Atlanta Business Chronicle, writing mainly about the importance of financial literacy and communicating planning and best practices with next generations.

He graduated cum laude from Northwestern University with a bachelor’s degree in Economics. Michael lives in Atlanta with his wife Caren and their two sons. Their deep commitment to the community is reflected in Michael’s service to several non-profit organizations. This includes serving as the Southeast Regional Board Chair of the Anti-Defamation League from 2011 to2013 and currently as a director on the boards of the Atlanta Jewish Foundation and the Jewish Family and Career Services Foundation.

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ADAM COMPTON

ADAM COMPTON

Director of Investments at Merlin Wealth Management, Senior Vice President 

 

Adam is Co-Manager of the three Merlin Wealth Management proprietary equity strategies. He has over 25 years of portfolio management and securities analysis experience. While co-managing the portfolios, Adam rebuilt the already successful Merlin Wealth Management fundamental process with a strong institutional overlay of risk management and controls. Additionally, he expanded primary research capabilities to reduce reliance on Street resources.

Previously, Adam was a Managing Director and Portfolio Manager at GMT Capital, where he spent 9 years running a global long-short equities portfolio . Before that he managed equity portfolios and was the head of U.S. Financial Services Research at Allianz Global Investors in San Francisco. Prior to his portfolio management career, Adam was a sell-side equity analyst and Senior Vice President at Keefe Bruyette & Woods, a Vice President at Morgan Stanley, a Vice President at Bank of America Securities, and an associate at Smith Barney. He also spent three years as a bank regulator for the State of Florida during the banking crisis of the late 1980s-early 1990’s. Adam also spent a year at a Santa Clara-based financial technology company as head of finance.

Adam earned his MBA, with distinction, from Cornell University and his bachelor’s degree in Business, cum laude from Houghton College, where he currently is on the President’s Advisory Board. He also spent five years as a member of the Investors Technical Advisory Committee for the Financial Accounting Standards Board (FASB) where he advised to improve accounting for the Banking Industry post the Global Financial Crisis.

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JOHN WAGNER

JOHN WAGNER

Investment Associate, Associate Vice President at Merlin Wealth Management 

 

John Wagner is an Associate on the Merlin Wealth Management team at Rockefeller Capital Management. John joined the team in January 2020 after graduating manga cum laude from the Georgia Institute of Technology with a bachelor’s degree in Business Administration and Management, with a Finance Concentration.

John’s primary role is to support the efforts of the Merlin Wealth Management investment team in the maintenance, management, and structuring of the team’s five proprietary investment strategies.

John continues to give back to his community, most recently through Outreach360, a program in which he taught English in the Dominican Republic, and by raising money for Children’s Healthcare of Atlanta through Georgia Tech’s For The Kids Dance Marathon. He has also been an active volunteer with Habitat For Humanity and was a hospital volunteer in the North Georgia Health System.

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CHLOE DUANSHI, CFA®

CHLOE DUANSHI, CFA®

Head of Investment Research & Strategy 

 

Chloe Duanshi is a Managing Director and the Head of Investment Research & Strategy for the Rockefeller Global Family Office. She is a member of the firm’s Management Committee.

As the Head of Investment Research & Strategy, Chloe is responsible for developing broad capital market outlook across asset classes as well as designing strategic and tactical asset allocation guidance for the Rockefeller Global Family Office. Chloe is also focused on working with clients to construct bespoke, institutional-caliber portfolios with traditional and alternative investment solutions, utilizing proprietary portfolio construction techniques that seek to identify and capture a diversified collection of unique, fundamental return drivers.

Before joining Rockefeller, Chloe was a cross-asset strategist at Morgan Stanley, where she specialized in asset allocation and portfolio construction for ultra-high net worth individuals, single family offices, endowments, and foundations. Prior to that, Chloe spent a number of years at BNP Paribas in equities and commodities derivatives.

Chloe received her B.S. degree, magna cum laude, from the Sibley School of Mechanical & Aerospace Engineering at Cornell University and M.A. degree in Mathematics from Columbia University. Chloe is a CFA® charterholder.

 

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TIMOTHY LAFFEY

TIMOTHY LAFFEY

Head of Tax Policy & Research  

 

Timothy Laffey is Head of Tax Policy & Research within the Global Family Office at Rockefeller Capital Management. In his role, Tim partners with colleagues across the organization in strategically advising clients with executive compensation, private equity, and multi-state taxation issues, as well as guide them through the implications of tax regulations while advising on tax strategies. He is also responsible for supporting our Family Office tax teams as well as setting tax policy for the Family Office.

Prior to joining Rockefeller, Tim was a Senior Vice President and Senior Wealth Planner in Wells Fargo Private Bank’s Regional Wealth Planning group and was a practicing attorney in the Personal Law group of Morgan, Lewis & Bockius. He has spent his entire career counseling and advising ultra-high net worth clients in all aspects of income, estate, gift and generation-skipping transfer tax planning, as well as business succession and philanthropic planning. Tim started his career in the Private Client Advisors group of Deloitte Tax.

Tim earned his accounting degree from the University of Scranton, magna cum laude, and his J.D. and Masters of Law in Taxation from Villanova University School of Law. He is licensed to practice law in Pennsylvania and New Jersey.

 

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ELISABETH “LISI” MADDEN

ELISABETH “LISI” MADDEN

Head of Fiduciary Services 

 

Elisabeth “Lisi” Madden is a Managing Director and Head of Fiduciary Services at Rockefeller Capital Management. She is a member of the firm's Management Committee.

Prior to joining the Rockefeller Trust Company, Lisi was an associate with Milbank LLP for seven years, focusing on estate planning and administration of trusts and estates. Lisi holds a B.A. from the University of Pennsylvania and a M.Sc. from the London School of Economics. She also holds a J.D. from Vanderbilt University Law School and an Advanced Certificate in the field of Estate Planning from New York University School of Law. Lisi is a member of the New York State Bar Association.

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JACKIE C. KLABER

JACKIE C. KLABER

Head of Opportunistic Investing

 

Jackie C. Klaber is a Managing Director and the Head of Opportunistic Investing at Rockefeller Capital Management. She is a member of the Management Committee, the New Products Committee, the Manager Selection Committee, and the Rockefeller Capital NextGen Leadership Council. Jackie is responsible for sourcing and structuring differentiated alternative investment opportunities for the firm’s clients.

Jackie previously worked at Goldman Sachs & Co. in the Alternative Investments & Manager Selection division, where she was responsible for sourcing and diligencing a range of alternative investments over time, including in hedge funds, private equity, and credit. Jackie also served as a Business Unit Manager and as a Member of the Data Science Committee.

From 2012-2014, Jackie worked at Citigroup with the management team of the Investment Banking division. Prior to these roles, she graduated from Yale Law School / Yale School of Management, where she completed a J.D./M.B.A. and served as an editor of The Yale Law Journal. She has experience at the U.S. Department of the Treasury, Covington & Burling LLP, and the Yale Investments Office.

Jackie received a bachelor’s degree from Yale College and a master’s degree from Columbia University. She is a member of the New York State Bar Association and the Brookings Council as well as a Term Member at the Council on Foreign Relations. She serves on the Board of the Yale Law School Fund.

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DAVID O’LEARY

DAVID O’LEARY

Senior Vice President, Head of Insurance and Annuity

 

David O’Leary is a Senior Vice President and the Head of Insurance and Annuity at Rockefeller Capital Management. In this capacity he manages the insurance, annuity, private placement, long term care businesses, as well as the property and casualty and commercial insurance partnerships.

Prior to joining Rockefeller, David was Vice President, Wealth Strategies Group, at Ayco, a Goldman Sachs Company, responsible for the annuity business, private placement insurance, and led a nationwide team of specialists responsible for various insurance businesses. Prior to joining Ayco in 2009, he served as a Regional Vice President at the Equitable Life Ins. Co. responsible for distribution in the state of Maryland and as an Advanced Markets Attorney.

David is a trustee at Make-A-Wish Northeast New York.

He is a Cross and Crown, magna cum laude graduate from Boston College’s Honor’s Program, received his J.D. from Boston College Law School, and MBA from the Boston College Carroll School.

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JASON THOMPSON

JASON THOMPSON

Chief Wealth Strategist

 

Jason R. Thompson is a Senior Vice President and Chief Wealth Strategist at Rockefeller Capital Management. Prior to joining Rockefeller Capital, Jason worked at Wells Fargo Private Bank in both the Philadelphia and Los Angeles offices. He started his career at PriceWaterhouseCoopers in their National Tax Services office in Washington, D.C. Jason has spent his career advising a select group of wealthy families on estate and gift taxes, philanthropy, business succession, and wealth preservation.  

Jason earned his B.A. in Political Science from DePaul University, J.D. from Syracuse University College of Law, and LL.M. in Tax from Villanova University School of Law. His memberships include the Philadelphia Estate Planning Council, United States Tax Court, and American Bar Association.  

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JIMMY C. CHANG, CFA®

JIMMY C. CHANG, CFA®

Chief Investment Officer, Rockefeller Global Family Office

 

Jimmy C. Chang, CFA®, is the Chief Investment Officer of the Rockefeller Global Family Office. He is a member of the firm’s Management Committee and is a Chartered Financial Analyst®.

Jimmy has spent more than 18 years with Rockefeller. Prior to becoming the Chief Investment Officer in 2020, Jimmy was the Chief Investment Strategist and a Senior Portfolio Manager at Rockefeller Asset Management, where he co-managed several equity strategies and had oversight of the Fixed Income group.

Before joining Rockefeller in 2004, Jimmy was a Senior Vice President, Chief Technology Strategist, and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at International Business Machines Corporation (IBM) from 1985 to 1994, where he was responsible for client relationship management, business volume, and profit attainments at major international financial services and banking accounts.

Jimmy earned an M.B.A. in Finance/International Business from New York University and a B.S. (summa cum laude) in Electrical Engineering from The Cooper Union.

He is a member of the Tau Beta Pi National Engineering Honor Society. He serves on the Investment Committee of the Foundation for Contemporary Arts.

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REBECCA MINEO

REBECCA MINEO

Head of Family Office Services

 

Rebecca Mineo is the Head of the Family Office Services at Rockefeller Capital Management. She is based out of the New York office and works closely with the Rockefeller Global Family Office Advisors to provide Ultra High Net Worth Clients with on going wealth planning Services.

Prior to becoming the Head of Family Office Counselors, Rebecca was the Senior Vice President of Advisor Acquisition & Product Strategy for four years. Before joining Rockefeller Capital Management in August of 2018, she was the Assistant Vice President of Relationship Management and Transition Services for Dynasty Financial Partners. During her tenure at Dynasty, Rebecca was responsible for leading Financial Advisors from their existing positions and launching them into their own Registered Investment Advisory firm. Rebecca has worked with over 60 Private Wealth Management teams across the United States within the past seven years.

Rebecca earned her B.A. in Art History from Rutgers University. She is an avid member and volunteer of Bottomless Closet in New York City.

 

 

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ROSE LEE

ROSE LEE

Head of Investment Solutions 

 

Rose Lee serves as Managing Director and Head of Investment Solutions at Rockefeller Capital Management. She is a member of the firm’s Management Committee.

Before joining Rockefeller Capital Management, Rose served as Head of Structured Product Sales & Development at Credit Suisse, where she focused on cross-asset investor products, including exchange traded products. In six years there, she was also co-head of the global electronic structured products platform initiative, a member of the Americas Equity Derivatives Management Committee, and Director of the Promotion Committee. Prior to Credit Suisse, Rose spent 14 years at Goldman Sachs where she built the institutional structured solutions business and served as Head of Institutional Structured Notes. She also held multiple leadership positions in Synthetic Convertibles, Structured Equity Solutions, and the Structuring Sales Strategist group. She began her career in strategy consulting.

Rose holds an MBA from Columbia University and bachelor’s degree in psychology from Dartmouth College. She lives in New York City with her family.

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