Rockefeller Asset Management serves institutional investors, individuals, and families whose focus on alpha generation requires an experienced partner with a demonstrable investment history. With more than 30 years of experience in global investing, Rockefeller Asset Management offers strategies across asset classes whose performance over multiple market cycles is driven by a disciplined process and our collaborative culture.

“We pair our distinctive worldview and long-term investment horizon with thorough fundamental research, combining traditional and non-traditional analysis to help our clients achieve their investment objectives.”

David P. Harris, CFA©, President, Rockefeller Asset Management

We offer a broad range of focused strategies that seek to outperform benchmarks over multiple market cycles.
Equity Strategies

We offer global, U.S., international, dedicated environmental, social, and governance (ESG), thematic/ climate solutions equity strategies across the capitalization range for institutional, high-net-worth, and family office clients. We believe that market inefficiencies occur as a result of excessive focus on short-term results, a lack of global perspective, and persistent behavioral biases, especially during periods of market extremes. A core differentiator of Rockefeller’s approach is our well-established practice of constructively engaging shareholders in a way that drives long-term value creation across portfolios and improves ESG standards globally.

Fixed Income Strategies

We offer a range of tax-exempt and taxable fixed income strategies, including dedicated ESG offerings, serving high-net-worth and family office clients, managed by an experienced team of investment professionals seeking to provide capital preservation. Our fixed income investment process employs an analysis of macroeconomic conditions complemented by fundamental credit research, set within a sophisticated risk-management and portfolio-construction framework.

Environmental, Social, and Governance (ESG) Investing

“At Rockefeller, we are constructivists, not activists. ESG integrated investing is not about sacrificing returns or villainizing industries, firms, or people. When implemented thoughtfully, it is simply ‘good’ investing.”

Casey C. Clark, Managing Director, Director of ESG Research and Engagement, Rockefeller Asset Management

PRI’S ESG Research Report of the Year

Portfolio Managers &
Business Leadership

DAVID P. HARRIS, CFA©

Chief Investment Officer

JIMMY C. CHANG, CFA©

Chief Investment Strategist

LAURA K. ESPOSITO

Head of Institutional & Intermediary Distribution

CASEY C. CLARK, CFA©

Director of Environmental, Social and Governance (ESG) Research and Engagement

NANCY M. FINK

Senior Portfolio Manager

ANDREW M. KELLO

Senior Portfolio Manager

BRIAN McNAMARA, CFA©

Associate Portfolio Manager

JOHN "CHIP" MONTGOMERY

Head of Business Strategy and Corporate Development

MICHAEL SEO, CFA©

Senior Portfolio Manager

ALBERT P. SINDALL III, CFA©

Portfolio Manager

Our Complementary Lines of Business

We believe a legacy isn’t left, but lived.

We’re inspired that you’re here.