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THE SIDEN FINK GROUP

Welcome to the Rockefeller Global Family Office

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Located in the heart of Rockefeller Center, Rockefeller Capital Management has been the trusted advisor to the Rockefeller family for seven generations spanning over 135 years. Inspired by the values reflected in the Rockefeller Family Legacy, we aim to redefine and elevate the financial services experience through unparalleled client service and a commitment to excellence.  

At Rockefeller Capital Management, the Siden Fink Group will continue to keep you at the core of what we do. We believe that wealth management begins with understanding you and your personal ambitions, goals, lifestyle, tolerance for risk, liquidity needs, and time horizon. As we learn more about you, we will help you shape your asset allocation strategy and develop a set of investment guidelines that your financial plan with your goals. The client experience is at the centerpiece of our model. We empower individuals, families, institutions, and corporations to realize their aspirations and help achieve their most important ambitions.  

We offer our clients customized service while leveraging the resources, infrastructure and access to experienced investment specialists and thought leaders that Rockefeller provides. We remain committed to helping you and your family achieve your goals and objectives for generations to come.

THE SIDEN FINK GROUP

(212) 549-5100

45 Rockefeller Plaza
Floor 5
New York, NY 10111

“What sets us apart is being entrusted with the legacies of some of the world’s most successful entrepreneurs, innovators, visionaries – and their families. Together, we view wealth not as a prize but as potential.”

Gregory J. Fleming, President and CEO

At The Siden Fink Group, our mission is to plan and manage your financial life so you can focus on what matters most to you.

We combine the resources of a large institution with the personal touch of an independent boutique to deliver an unparalleled client experience. The Siden Fink Group will customize solutions to build your financial future with confidence and purpose.

MICHAEL L. SIDEN

Managing Director
Private Wealth Advisor
Sports & Entertainment Director
MSiden@rockco.com
212-549-5585
Biography +

CLIFTON FINK, CRPS®

Managing Director
Private Wealth Advisor
Corporate Retirement Director
CFink@rockco.com
212-549-5586
Biography +

GINO PACE

Vice President 
Fixed Income Specialist
GPace@rockco.com
212-549-5587
Biography +

ANN SCOPELLITO

Senior Client Associate
AScopellito@rockco.com
212-549-5589
Biography +

DANIELLE MULLER

Senior Client Associate
DMuller@rockco.com
212-549-5588
Biography +

Jimmy C. Chang, CFA®

Chief Investment Officer, Rockefeller Global Family Office
Biography +

Casey C. Clark, CFA®

President of Rockefeller Asset Management and Chief Investment Officer
Biography +

Chloe Duanshi, CFA®

Head of Quantitative Research & Portfolio Construction
Biography +

David P. Harris, CFA®

Chairman of Rockefeller Asset Management, Senior Portfolio Manager
Biography +

Jackie Klaber

Head of Opportunistic Investing
Biography +

Elizabeth P. Munson

Chairperson of Rockefeller Trust Company 
Biography +

Timothy D. O'Hara

President of the Family Office & Co-Head of the Rockefeller Global Family Office
Biography +

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A leading private wealth practice…

Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax, & Legal Advisor Coordination

We work with your CPA to manage your investments in a tax-efficient manner and coordinate with your attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

Corporate Retirement Plan Services

Investment Menu Design

  • We provide initial and ongoing advice in the design of an investment menu for your Plan based on the asset class selections and other information you provide.

Investment Policy Advice

  • We assist you in creating an Investment Policy Statement (“IPS”) for the purpose of providing guidelines, limitations and direction for the selection and monitoring of the investment choices in the plan.

Investment Recommendations

  • We offer initial and ongoing investment recommendations to assist in your selection of investment options for the Plan’s investment menu.

Plan Reporting and Analytics

  • We create a periodic Plan-level report that includes an analysis of the performance of investments in the Plan menu.

Participant Education

  • We conduct onsite education for your participants and help them think through allocation strategies aligned with their long-term investment objectives.

Recordkeeper Search

  • We can assist in selecting plan recordkeeping providers to help ensure that your provider remains among industry leaders in providing 401(k) administration services

Fee Benchmarking

ERISA 3(21) and 3(38) Fiduciary Services

Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax, & Legal Advisor Coordination

We work with your CPA to manage your investments in a tax-efficient manner and coordinate with your attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

merged with holistic advisory and family office services.

The Rockefeller difference is our combination of holistic and specialized services, designed to complement customized wealth planning and advisory.

• Financial Accounting & Bookkeeping

• Trust & Estate Planning

• Family Legacy & Governance Advisory

• Bill payment

• Philanthropic advisory

• Human Resources Services

• Cash flow and liquidity planning

• Bill payment

• Next Gen Financial Education

• Aggregated Reporting

Rockefeller Capital Management provides strategic advice to ultra-high-net worth families, family offices, individuals and corporations. Families that own businesses or are interested in purchasing a business can come to Rockefeller Capital Management for thoughtful, tailored advice on whether to sell a business, sell a portion of a business, purchase a business or grow an existing business.
Rockefeller Capital Management also works with corporations seeking customized, innovative solutions and independent advice on strategic transactions. Our focus is to deliver exceptional results for our clients through flawless execution and to help clients achieve their strategic goals.

Rockefeller Capital Management provides securities activities and services through Rockefeller Financial LLC, its registered broker-dealer, member FINRA, SIPC.

• Differentiated, independent advice for entrepreneurs and business owners

• Execution across private and public companies owned or operated by our clients

• Mergers, acquisitions, divestitures, capital raises

• Real estate advisory

• Sports franchise advisory

Rockefeller Asset Management serves individuals, families and institutional investors whose focus on alpha generation requires an experiences partner with a demonstrable investment history. With more than 30 years of experience in global investing, we offer Equity and Fixed Income strategies whose performance over multiple market cycles is driven by a disciplined process and our collaborative culture.

Equity Strategies

  • We offer global, U.S., and non-U.S., thematic dedicated environmental, social and governance (“ESG”) equity strategies for institutions and individuals. A core differentiator of Rockefeller’s approach is our well established practice of constructively engaging shareholders in a way that drives long-term value creation across portfolios and improves ESG standards globally.

Fixed Income Strategies

  • We offer a range of tax-exempt and taxable fixed income strategies, serving high-net worth and family office clients. Our fixed income investment process employs an analysis of macro-economic conditions complemented by fundamental credit research set within a sophisticated risk management and portfolio construction framework.

Through a series of curated and vetted partners, we bring our clients and their families solution for lifestyle needs from everyday to the extraordinary.

Philanthropic Advisory
• Philanthropy experts provide a functional foundation to help you build and manage your charitable program.

Private Aviation
• A unique private aviation platform designed exclusively for Rockefeller Capital Management Clients.

Concierge Healthcare
• Proactive health and wellness support, travel/emergency contingency 24/7 and complete management of any health concern.

Personal Security
• A total security solution tailored to each client and location, assessing their needs and goals.

Emergency Travel Services
• The world’s leading organization providing medical, security, evacuation, travel risk and crisis management services.

“The Rockefeller difference is the people you choose to be with: clients, advisors, employers – their quality of character, domain expertise, competence, and level of intellect and authenticity.”
Jack Ryan, Chief Operating Officer
Our Ideas
Planning in a Challenging Market
Planning in a Challenging Market
Rockefeller Insights
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Uniquely Rockefeller Special Client Event – Jack Brennan
A Conversation with Jack Brennan, Chairman Emeritus and Senior Advisor to Vanguard
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Fed will likely cap rates around 3.5%, says Rockefeller Capital Management's Greg Fleming
Gregory Fleming joins CNBC's "Squawk Box"
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News
Business Wire - June 6, 2022
Rockefeller Capital Management Acquires Wealth Management Business of Spearhead Capital in Wellington, FL; Will Be Known as Bostwick Walters Group
Business Wire - May 31, 2022
Rockefeller Capital Management Welcomes The Mendoza Group of San Jose, CA, to its Rockefeller Global Family Office
Business Wire - May 11, 2022
Rockefeller Capital Management Welcomes Bay Area’s Young & Associates to its Rockefeller Global Family Office
Business Wire - May 9, 2022
Janette Caballero Jovic, Financial Services Marketing Veteran, to Join Rockefeller Capital Management as Chief Marketing Officer
Business Wire - April 1, 2022
Rockefeller Capital Management Welcomes Third Wealth Management Team in Connecticut As Growth Continues in Northeast Division
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck

Rockefeller Financial LLC is a broker-dealer and investment adviser dually registered with the U.S. Securities and Exchange Commission (SEC);Member Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC). Rockefeller Financial LLC is not a bank. Where appropriate, Rockefeller Financial LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Rockefeller Financial LLC are not FDIC insured, may lose value, are not bank guaranteed, not a bank deposit, and not otherwise insured by any federal government agency.

Investing involves risk, including the possible loss of principal. Past Performance is no guarantee of future results and no investment or financial planning strategy guarantees profit or protection.

Rockefeller Capital Management LLC and its affiliates do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
MICHAEL L. SIDEN

MICHAEL L. SIDEN

Managing Director, Private Wealth Advisor

Sports & Entertainment Director

 

Michael is a Managing Director, Private Wealth Advisor, and Sports & Entertainment Director with Rockefeller Capital Management in New York City. He is also the founding member of the Siden Fink Group where he coordinates day to day operations. With over 30 years of industry experience as a financial advisor, Michael focuses on asset allocation, financial planning, and wealth transfer strategies. Michael has earned the trust and confidence of clients by understanding their goals and developing customized strategies to meet their objectives.

Prior to joining Rockefeller Capital Management, Michael served as a Managing Director and Sports and Entertainment Director at Morgan Stanley where he was a member of the prestigious Chairman’s Club from 2009 to 2019. Prior to working for Morgan Stanley, Michael was a Senior Vice President at UBS. Michael has been recognized by various publications throughout his career including a selection as one of Forbes Best-In-State Wealth Advisors for NY in 2018 and one of Barron’s Top 1,200 Financial Advisors from 2012 to 2019.

Michael attended the coveted Bronx High School of Science and went on to receive a BS in Economics from Clark University. Michael was born, raised, and currently resides in NYC. He maintains his Series 7, 63, and insurance licenses.

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CLIFTON FINK, CRPS®

CLIFTON FINK, CRPS®

Managing Director, Private Wealth Advisor

Corporate Retirement Director

 

Cliff is a Managing Director, Private Wealth Advisor, and Corporate Retirement Director with Rockefeller Capital Management in New York City. Prior to working for Rockefeller Capital Management, Cliff served as a financial advisor and partner of the Siden Fink Group at Morgan Stanley. Cliff focuses on financial planning, manager due diligence, asset allocation, and corporate retirement solutions within the Siden Fink Group.

Cliff was born and raised in France and moved to the United States to attend Haverford College. With an international background and fluency in French and Spanish, Cliff brings a unique perspective to the Siden Fink Group. Cliff stays involved in the community by supporting the Memorial Sloan Kettering Cancer Center and the East Side House Settlement. He also serves on the board of the American School of Paris Alumni Association & Foundation as well as Save the Children’s Professional Advisors Council. Cliff is an avid martial artist within the discipline of Tae Kwon Do, is a Gemological Institute of America Certified Diamond Grader, and is also an experienced shooter. He additionally is heavily involved in the classic car community with a passion for European sports cars from the 1950s and 60s.

Cliff received a BA in history from Haverford College and holds his Series 7, 63, 65, Life, Health & Annuity Licenses. He resides in Connecticut with his wife and two children.

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GINO PACE

GINO PACE

Vice President, Fixed Income Specialist

 

Gino is a Vice President and Fixed Income Specialist with Rockefeller Capital Management in New York City. Prior to working for Rockefeller Capital Management, Gino worked for Morgan Stanley within the Siden Fink Group. Gino has over 20 years of industry experience and previously spent time working with a Chairman’s Council team at PaineWebber/UBS. With the Siden Fink Group, Gino supports clients’ needs from an operational perspective and focuses on fixed income and individual equities. 

Gino received a BA in Economics and Finance from Baruch College and holds his series 7, 63, Health & Annuity licenses. He resides in Manhasset with his wife and two children.

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ANN SCOPELLITO

ANN SCOPELLITO

Senior Client Associate

 

Ann is a Senior Client Associate with the Siden Fink Group at Rockefeller Capital Management in New York City. Ann has over 30 years of experience as a Client Service Associate and worked with the Siden Fink Group at both Morgan Stanley and UBS prior to Rockefeller Capital Management. Ann began her career with Lehman Brothers where she trained as a Client Service Associate and spent time on the options trading desk. She additionally spent time training at the CBOE in Chicago and worked for an institutional team supporting international clients.

Ann received a business certification diploma from the Katharine Gibbs School of Business in Manhattan. She resides in Staten Island with her husband and two children.

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DANIELLE MULLER

DANIELLE MULLER

Senior Client Associate

 

Danielle is a Senior Client Associate with the Siden Fink Group at Rockefeller Capital Management in New York City. Prior to working for Rockefeller Capital Management, Danielle was a Registered Client Associate with the Siden Fink Group at Morgan Stanley. Danielle resides on Long Island and enjoys playing soccer, spending time with family and friends and traveling in her leisure.

Danielle graduated from James Madison University with a B.B.A in Economics and concentration in European Business. She holds her Series 7, 63, 65, Life, Health & Annuity Licenses.

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JIMMY C. CHANG, CFA®

JIMMY C. CHANG, CFA®

Chief Investment Officer, Rockefeller Global Family Office 

 

Jimmy C. Chang, CFA®, is the Chief Investment Officer of the Rockefeller Global Family Office. He is a member of the firm’s Management Committee and is a Chartered Financial Analyst®.

Jimmy has spent more than 16 years with Rockefeller. Prior to becoming the Chief Investment Officer in 2020, Jimmy was the Chief Investment Strategist and a Senior Portfolio Manager at Rockefeller Asset Management, where he co-managed several equity strategies and had oversight of the Fixed Income group.

Before joining Rockefeller in 2004, Jimmy was a Senior Vice President, Chief Technology Strategist, and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at International Business Machines Corporation (IBM) from 1985 to 1994, where he was responsible for client relationship management, business volume, and profit attainments at major international financial services and banking accounts.

Jimmy earned an M.B.A. in Finance/International Business from New York University and a B.S. (summa cum laude) in Electrical Engineering from The Cooper Union.

He is a member of the Tau Beta Pi National Engineering Honor Society. He serves on the Investment Committee of the Foundation for Contemporary Arts.

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CASEY C. CLARK, CFA®

CASEY C. CLARK, CFA®

President of Rockefeller Asset Management and Chief Investment Officer 

 

Casey C. Clark, CFA, is President and Chief Investment Officer of Rockefeller Asset Management. Mr. Clark is responsible for overseeing Rockefeller’s efforts to maximize alpha and positive outcomes by executing across four strategic pillars: Research, Engagement, Thought Leadership, and Innovation.  Mr. Clark also serves as a Portfolio Manager on thematic equity offerings, including Rockefeller’s Climate Solutions Strategy and the Credit Suisse RockefellerSM Ocean Engagement Strategy. Prior to joining Rockefeller in 2019, Mr. Clark was Managing Director and Director of Sustainable and Impact Investing at Glenmede, where he helped launch and build Glenmede’s sustainable and impact investing business.   

Mr. Clark has authored numerous investment and sustainability-related publications and is often featured in print and broadcast media segments. He is a graduate of Pennsylvania State University, received his MBA. from the Stern School of Business at New York University and retains the Charter Financial Analyst® designation. Mr. Clark is also an Advisor to New York University Stern’s Center for Sustainable Business.

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CHLOE DUANSHI, CFA®

CHLOE DUANSHI, CFA®

Head of Quantitative Research & Portfolio Construction

 

Chloe Duanshi is a Managing Director and the Head of Quantitative Research & Portfolio Construction for Rockefeller Capital Management. She is a member of the firm’s Management Committee.

As the Head of Quantitative Research & Portfolio Construction, Chloe is responsible for developing broad capital market outlook across asset classes as well as designing strategic and tactical asset allocation guidance for the Rockefeller Global Family Office. Chloe is also focused on working with clients to construct bespoke, institutional-caliber portfolios with traditional and alternative investment solutions, utilizing proprietary portfolio construction techniques that seek to identify and capture a diversified collection of unique, fundamental return drivers.

Before joining Rockefeller, Chloe was a cross-asset strategist at Morgan Stanley, where she specialized in asset allocation and portfolio construction for ultra-high net worth individuals, single family offices, endowments, and foundations. Prior to that, Chloe spent a number of years at BNP Paribas in equities and commodities derivatives.

Chloe received her B.S. degree, magna cum laude, from the Sibley School of Mechanical & Aerospace Engineering at Cornell University and M.A. degree in Mathematics from Columbia University. Chloe is a CFA® charterholder.

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DAVID P. HARRIS, CFA®

DAVID P. HARRIS, CFA®

Chairman of Rockefeller Asset Management, Senior Portfolio Manager

 

David Harris, CFA, is Chairman of Rockefeller Asset Management and a Senior Portfolio Manager. He has more than 20 years’ experience with Rockefeller. Prior to being named Chairman in 2022, Mr. Harris was President and Chief Investment Officer of Rockefeller Asset Management. Mr. Harris was also previously the firm’s Director of Equity Management, where he led the global equity portfolio and the equity analyst team. Prior to joining Rockefeller in 1990, Mr. Harris was portfolio manager for non-U.S. and emerging market equity funds at Stein Roe & Farnham.  

Mr. Harris serves on the Board of Trustees and as Chair of the Investment Committee of St. Barnabas Hospital, the Advisory and Investment Committees of the Studio in a School Association, and the Board of Directors of Quarry Underwriting Assurance Limited. Mr. Harris received his bachelor’s degree from the University of Michigan, an MBA with distinction from Cornell University and retains the Chartered Financial Analyst® designation.

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JACKIE KLABER

JACKIE KLABER

Head of Opportunistic Investing 

 

Jackie C. Klaber is a Managing Director and the Head of Opportunistic Investing at Rockefeller Capital Management. She is a member of the Management Committee, the New Products Committee, the Manager Selection Committee, and the Rockefeller Capital NextGen Leadership Council. Jackie is responsible for sourcing and structuring differentiated alternative investment opportunities for the firm’s clients.

Jackie previously worked at Goldman Sachs & Co. in the Alternative Investments & Manager Selection division, where she was responsible for sourcing and diligencing a range of alternative investments over time, including in hedge funds, private equity, and credit. Jackie also served as a Business Unit Manager and as a Member of the Data Science Committee.

From 2012-2014, Jackie worked at Citigroup with the management team of the Investment Banking division. Prior to these roles, she graduated from Yale Law School / Yale School of Management, where she completed a J.D./M.B.A. and served as an editor of The Yale Law Journal. She has experience at the U.S. Department of the Treasury, Covington & Burling LLP, and the Yale Investments Office.

Jackie received a bachelor’s degree from Yale College and a master’s degree from Columbia University. She is a member of the New York State Bar Association and the Brookings Council as well as a Term Member at the Council on Foreign Relations. She serves on the Board of the Yale Law School Fund.

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ELIZABETH P. MUNSON

ELIZABETH P. MUNSON

Chairperson of Rockefeller Trust Company 

 

Elizabeth P. Munson is the Chairperson of Rockefeller Trust Company, N.A. and The Rockefeller Trust Company (Delaware). She is a Managing Director and member of the firm’s Management Committee. In this role, she specializes in advising high-net-worth individuals and families, particularly in trust and estate planning and philanthropic matters.

Prior to joining Rockefeller, Liz was a partner in White & Case’s Private Clients Group, where she practiced from 1983 to 2001. In her law career, her practice focused on providing tax and estate planning for high-net-worth families, foundations, endowments, and nonprofit organizations. She also advised the Private Clients Group at several leading banking institutions.

Liz earned a bachelor’s degree from Yale College, an LL.M. in taxation from New York University School of Law, and a J.D. from Harvard Law School.

She is highly involved in serving several nonprofit organizations, including as Board Chair of Lenox Hill Neighborhood House, Vice President and Secretary of Sheltering Arms Children and Family Services, Secretary of the Cancer Schmancer Foundation, and a Director of Stichting to Promote Women’s World Banking. She is also a director of CPA®18, a real estate investment trust advised by W.P. Carey & Co, LLC.

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TIMOTHY D. O’HARA

TIMOTHY D. O’HARA

President of the Family Office & Co-Head of the Rockefeller Global Family Office

 

 

Timothy D. O’Hara is President of the Family Office and Co-Head of the Rockefeller Global Family Office at Rockefeller Capital Management. He is a member of the firm’s Management Committee.

Tim is responsible for leading a team of talented senior client advisors and multigenerational wealth planning experts, building upon Rockefeller’s rich history of serving ultra-high-net-worth families through an expanded offering of investment, tax and estate planning, strategic advisory, and trustee services, while creating access to strategic partnerships providing risk management and lifestyle-enhancing services.

Prior to joining Rockefeller in 2018, Tim was President and CEO of Ayco, joining in 1996 as a client advisor in the Ayco Family Office. He assumed roles of increasing responsibility, including Head of the Ayco Family Office and Executive Vice President of the Asset Management, Insurance, and Finance divisions.

Tim earned his bachelor’s degree in Accounting from Le Moyne College and his J.D. from Albany Law School. He is a Certified Public Accountant.

Tim serves as a Trustee of Albany Law School, on the Board of Advisors of Madden School of Business at Le Moyne College, on the Parents Executive Committee at Villanova University, and on the Board of GreenSlate.

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