Sustainable Investing at Rockefeller

"At Rockefeller, Sustainable Investing is a core part of our history. In the 1970s, the family launched its first mission-related fund. In early 1991, we launched a Global ESG Equity strategy. Drawing on over 40 years of intellectual capital, we offer our clients one of the most comprehensive sustainable investing platforms seeking to create value and catalyze change."
Gregory J. Fleming, President & Chief Executive Officer

The Rockefeller heritage in sustainable and impact investing dates back to the 1970s, when the family office began public and private investment programs that incorporated environmental and social values into the investment process. Rockefeller family members have long held the view that investment decisions have imperative moral, social and financial dimensions.

Decades of Thought Leadership
1977
1991
1996
1999
2001
2002
2011
2012
2013
2014
2016
2017
2018
2019
2020
Socially Responsible Investing

Excluding objectionable business activities in order to align values with investment objectives. Pioneered by religious organizations centuries ago.

Mission-Driven Impact

Investing approach that seeks to generate a positive environmental or social impact. Often used alongside grant-making portfolios to help advance a foundation’s mission.

Thematic

Investment strategies designed to generate excess returns while catalyzing change alongside specific themes such as climate change, ocean health, diversity and affordable housing.

ESG Integration

Seeking to enhance returns or reduce risk by incorporating environmental, social and governance (ESG) criteria. Increasingly demarcated between ESG Leaders and ESG Improvers, which are firms showing the greatest improvement in their ESG footprint.

Executing on a Shared Vision to Create Value and Catalyze Change

GREGORY J. FLEMING

President & Chief Executive Officer

JIMMY C. CHANG, CFA®

Chief Investment Strategist

CASEY C. CLARK, CFA®

Global Head of ESG Investments

LAURA K. ESPOSITO

Head of Institutional & Intermediary Distribution

CANDICE DIAL

Director of ESG, Family Office

JOSEPH A. FERLISI

Chief Information Officer & Chief Information Security Officer

DAVID P. HARRIS, CFA®

Chief Investment Officer & President of Asset Management

LISA MANGANELLO

Chief Marketing Officer

JOHN "CHIP" MONTGOMERY

Head of Business Strategy and Corporate Development

TIMOTHY D. O’HARA

President, The Family Office

CHRISTOPHER J. RANDAZZO

President, Private Wealth Management

JASON RICH

Chief Operating Officer, Private Wealth Management

JACK RYAN

Chief Operating Officer

JEFFREY SHAMES

Senior Strategy Advisor

BARRY A. WINTNER, CFA®

Head of Manager Selection

GRACE YOON

Head of Client Development & Strategic Partnerships
Our Ideas
Kohl’s Case Study
Kohl’s Case Study
Continuous Improvement on Human Rights in the Supply Chain
Emission Omission
Emission Omission
A Shareholder Engagement Guide to Uncovering Climate Risks from Non-Operated Assets in the Oil and Gas Industry
ESG Improvers: An Alpha Enhancing Factor
ESG Improvers: An Alpha Enhancing Factor
Rockefeller Insights
Rockefeller Insights
Around the Markets: It’s Easy Being Green
Shenzhou Case Study
Shenzhou Case Study
Constructive Dialogue Strengthens Reporting & Supply Chain Monitoring
Amazon Case Study
Amazon Case Study
Collaborating Towards Excellence
Load More

We believe a legacy isn’t left, but lived.

We’re inspired that you’re here.