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The Maxwell Group

Welcome to the Rockefeller Global Family Office

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At The Maxwell Group, located in The Woodlands, TX, our team is committed to trust and transparency. We are advisors, counselors, and confidantes, helping our clients navigate the complexities of family and wealth in all market conditions.

Being a part of Rockefeller provides us with the opportunity to offer our clients unparalleled service, access to uncommon investment opportunities, seamless technology, and premier lifestyle advisory partners.

We embrace the same standards established by the Rockefeller family legacy and the guardians who have so skillfully helped it thrive throughout seven generations and counting. The trends they’ve weathered, the familial bonds they’ve nurtured, and the positive impact they’ve had on society are our benchmarks.

THE MAXWELL GROUP

(713) 832-8926

1790 Hughes Landing Boulevard
Suite 400
The Woodlands, Texas 77380

“What sets us apart is being entrusted with the legacies of some of the world’s most successful entrepreneurs, innovators, visionaries — and their families. Together, we view wealth not as a prize but as potential.”

Gregory J. Fleming

Kyle Maxwell

Private Advisor, Managing Director 
KMaxwell@rockco.com
(713) 832-8920
Biography +

Adam Loveless, CPWA®, AAMS®

Private Advisor, Senior Vice President 
ALoveless@rockco.com
(713) 832-8921
Biography +

Barry Johnson

Private Advisor, Senior Vice President
BJohnson@rockco.com
(713) 832-8925
Biography +

Kevin Hermis, CFP®

Private Advisor, Senior Vice President
KHermis@rockco.com
(713) 832-8922
Biography +

Shawna Alexander, ChFC®, CDFA®

Private Advisor, Vice President 
SAlexander@rockco.com
(713) 832-8923
Biography +

Sean Foust

Private Advisor, Vice President 
SFoust@rockco.com
(713) 832-8924
Biography +

De'An Tate

Senior Client Associate
DTate@rockco.com
(713) 832-8926
Biography +

Stacie Harris

Senior Client Associate
Stacie.Harris@rockco.com
(713) 832-8927
Biography +

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A leading private wealth practice...
Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax, & Legal Advisor Coordination

We work with your CPA to manage your investments in a tax-efficient manner and coordinate with your attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax, & Legal Advisor Coordination

We work with your CPA to manage your investments in a tax-efficient manner and coordinate with your attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

merged with holistic advisory and family office services.
The Rockefeller difference is our combination of holistic and specialized services, designed to complement customized wealth planning and advisory.
  • Investment Advisory
  • Wealth Advisory
  • Family Office Solutions
  • Strategic Client Solutions
  • Trustee Services and Estate Planning
  • Philanthropic Advisory

Rockefeller Capital Management provides strategic advice to ultra-high-net worth families, family offices, individuals and corporations. Families that own businesses or are interested in purchasing a business can come to Rockefeller Capital Management for thoughtful, tailored advice on whether to sell a business, sell a portion of a business, purchase a business or grow an existing business.

Rockefeller Capital Management also works with corporations seeking customized, innovative solutions and independent advice on strategic transactions. Our focus is to deliver exceptional results for our clients through flawless execution and to help clients achieve their strategic goals.

Rockefeller Capital Management provides securities activities and services through Rockefeller Financial LLC, its registered broker-dealer, member FINRA, SIPC.

  • Differentiated, independent advice for entrepreneurs and business owners
  • Execution across private and public companies owned or operated by our clients
  • Mergers, acquisitions, divestitures, capital raises
  • Real estate advisory
  • Sports franchise advisory

Rockefeller Asset Management offers equity and fixed income strategies across active, multi-factor passive, and thematic approaches that seek outperformance over multiple market cycles, driven by a disciplined investment process and a highly collaborative team culture. Drawing on the intellectual capital built over the past 40 years, Rockefeller Asset Management offers investment solutions integrating ESG research and a constructive engagement approach.

Equity Strategies
  • We offer global, U.S., and non-U.S., thematic dedicated environmental, social and governance (“ESG”) equity strategies for institutions and individuals. A core differentiator of Rockefeller’s approach is our well established practice of constructively engaging shareholders in a way that drives long-term value creation across portfolios and improves ESG standards globally.
Fixed Income Strategies
  • We offer a range of tax-exempt and taxable fixed income strategies, serving high-net worth and family office clients. Our fixed income investment process employs an analysis of macro-economic conditions complemented by fundamental credit research set within a sophisticated risk management and portfolio construction framework.

We are pleased to offer our clients and their families special access and privileges through a handful of thoughtfully vetted and selected partners – each preeminent providers in their respective fields – providing highly personalized support on how to simplify, navigate, and elevate modern life.

Private Aviation
• A unique private aviation platform designed exclusively for Rockefeller Capital Management Clients

Private Health Advisory
• Proactive health and wellness support, travel/emergency contingency 24/7 and complete management of any health concern.

Personal Security
• A total security solution tailored to each client and location, assessing their needs and goals.

Emergency Travel Services
• The world's leading organization providing medical, security, evacuation, travel risk and crisis management services.

Art Advisory
• With access to specialists in art and collectibles globally, experts will provide guidance through the sales and acquisition process.

Next Gen Advisory
• Career and life coaching for emerging professionals, as well as health and wellness resources for young adults.

Elder Care
• A unique benefit that can help with everything related to aging, elder care or special needs.

Virtual Specialty Care
• A virtual specialty care platform that leverages sophisticated technology to curate access to a network of leading doctors across 48 US hospitals for expert insights on specific health concerns.

Once in a Lifetime Experiences
• Almost any “bucket list” wish can be fulfilled for Rockefeller clients with VIP-savvy concierge experts who can pave the way to once-in-a-lifetime experiences, whether meeting global stars, participating in iconic events, or realizing other long-held dreams.

Unique Travel Experiences
• A leading travel concierge service that offers exclusive planning and booking for Rockefeller clients seeking unforgettable vacations. Clients have access at member-only rates to unique settings and destinations with family privileges.

Purpose-Driven Wine Platform
• A leading wine-appreciation platform offering a single source for Rockefeller clients interested in fine wines, insider offers and access to unique experiences. Clients can obtain allocated, reserve, library and collector-level wines. Through the Rockefeller Live Well Do Good Membership Program, a portion of profits go to support The Ocean Foundation.

Cyber Security
• An exclusive boutique company with a proven history of providing elite cyber-protection services for all digital security needs of individuals and their families to eliminate the risk of cyberattacks.

"Our team is passionate about building real connections with our clients and going the extra mile to achieve their financial goals."
Kyle Maxwell, Private Advisor, Managing Director
Our Ideas
There is no Alternative
There is no Alternative
The death of the U.S. Dollar's reserve currency status is greatly exaggerated
Skirting The Maginot Line
Skirting The Maginot Line
Old-Fashioned Bank Runs in Internet Time
Canary in the coal mine
Canary in the coal mine
Rockefeller Insights
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News
Business Wire - April 3, 2023
IGM Financial, a Member of the Power Corporation Group of Companies, Making Long-Term Strategic Investment in Rockefeller Capital Management; Becomes Shareholder Alongside Majority Investor Viking Global Investors
Business Wire - January, 13 2023
Rockefeller Capital Management Expands Presence in Texas, Welcomes First Austin-Based Private Advisor Team
Business Wire - November 4, 2022
Rockefeller Capital Management Welcomes The Maxwell Group, of The Woodlands, TX, to its Rockefeller Global Family Office
Business Wire - October 20, 2022
Rockefeller Asset Management Expands Team to Scale Existing Capabilities and Position Growth Centered on Strategic Partnerships
Business Wire - October 7, 2022
Rockefeller Capital Management Welcomes the Mooney Stanley Group, of Pepper Pike, OH, to its Rockefeller Global Family Office – Expanding Presence in Midwest
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck

Rockefeller Financial LLC is a broker-dealer and investment adviser dually registered with the U.S. Securities and Exchange Commission (SEC);Member Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC). Rockefeller Financial LLC is not a bank. Where appropriate, Rockefeller Financial LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Rockefeller Financial LLC are not FDIC insured, may lose value, are not bank guaranteed, not a bank deposit, and not otherwise insured by any federal government agency.

Investing involves risk, including the possible loss of principal. Past Performance is no guarantee of future results and no investment or financial planning strategy guarantees profit or protection.

Rockefeller Capital Management LLC and its affiliates do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Kyle Maxwell

Kyle Maxwell

Private Advisor, Managing Director 

 

Kyle joined Rockefeller, in November of 2022. Prior to this, he was with Merrill Lynch Wealth Management since 2005.  Kyle is a Portfolio Manager who can help clients pursue their objectives by managing on a discretionary basis his own personalized or defined strategies, which may incorporate individual stocks and bonds, model portfolios, and third-party investment strategies. He also uses Alternative Investments such as hedge funds and private equity.  Additionally, Kyle and his team focus on building and implementing custom equity and commodity derivative strategies for concentrated positions and hedging purposes.  Kyle holds a degree in Finance from Eastern Illinois University, where he played Division I golf for four years.  He and his wife, Kristen, reside in The Woodlands TX with their two children.

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Adam Loveless, CPWA®, AAMS®

Adam Loveless, CPWA®, AAMS®

Private Advisor, Senior Vice President 

 

After working in the engineering department for the natural gas pipeline company El Paso Corp, Adam began his financial services career at Merrill Lynch Wealth Management in 2008 in the North Houston office. In 2010, he moved into the Merrill Private Wealth Management Group, a unique arm within the firm that focuses on clients with net worth’s of $10 million or more. There, he learned the importance of complimenting the traditional investment strategies with trust and estate planning services, philanthropic strategies, and concentrated stock management. He joined the Maxwell Group team in late 2016 as a Senior Business Manager, where he has helped integrate his skills and knowledge into our boutique financial practice. 

With a background in engineering and mathematics, Adam flourishes in taking complex financial situations of our clients and building a simplified investment plan that helps meet their cash flow, estate planning, credit and charitable goals. Outside of planning for and servicing our clients, he also focuses on portfolio management, risk analysis, and trading for our various team strategies.

Adam graduated from Texas A&M with a dual Bachelor’s degree in Civil Engineering and Mathematics,  and a minor in business. He holds the Accredited Asset Management SpecialistSM designation from the College For Financial Planning, as well as the Certified Private Wealth Advisor® designation. He focuses on working to address the sophisticated, unique needs of high-net-worth clients. He and his wife Jenn live in Houston with their son. In his spare time, Adam enjoys running, volunteering through pet therapy with his Italian Greyhound, and traveling the world with his family.

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Kevin Hermis, CFP®

Kevin Hermis, CFP®

Private Advisor, Senior Vice President 

 

Kevin provides customized wealth management strategies and financial advice to a select group of business owners, corporate executives, affluent individuals and their families. He utilizes a values-based approach to gain a thorough understanding of the client’s life aspirations, personal financial goals, philanthropic interests and legacy objectives.

In combination with the firm’s vast resources and capabilities, he’s able to offer effective tax-integrated strategies to the complex and challenging issues that clients often face. He works closely with your trusted outside advisors, such as your accountant and attorney, to provide seamless integration around your entire wealth management plan, including estate planning opportunities, insurance reviews, retirement plans, business interests, stock options, and concentrated positions.

After spending four years at the Walton owned, Arvest Trust Company, Kevin joined Bank of America’s Private Bank in 2008. While in the Private Bank he advised high net-worth individuals and families around both sides of their balance sheet, including investments, estate planning and banking solutions. Kevin, worked at Merrill Lynch, starting in 2020, and holds the CERTIFIED FINANCIAL PLANNER™ certification.

Kevin holds a degree in Finance from the University of Houston and a MBA, with a concentration in Finance, from Texas Tech University. He and his wife, Megan, reside in Houston, TX with their three children.

 

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Shawna Alexander, ChFC®, CDFA®

Shawna Alexander, ChFC®, CDFA®

Private Advisor, Vice President 

 

Joining the Rockefeller team in November 2022, Shawna has nearly a decade of wealth management experience working at Merrill Lynch. Shawna’s primary role involves the creation and management of customized and comprehensive financial plans that are appropriate for her clients’ personal circumstances and risk tolerance. Shawna provides a disciplined approach to investment and retirement planning with a focus on estate planning strategies, legacy planning, federal and state tax efficiencies, and retirement income needs. She also holds the Chartered Financial Consultant (ChFC) designation. She is committed to helping clients both preserve and grow their wealth over multiple generations. 

As a Certified Divorce Financial Analyst (CDFA®), Shawna provides guidance to clients and their legal counsel regarding financial strategies pre-divorce, during the divorce process, and post-divorce. Specifically, Shawna is able to analyze the financial impact of settlement proposals to assist clients in selecting the best financial option during the divorce process. Post-divorce, Shawna helps clients maximize their financial independence through financial education and budgeting, comprehensive financial planning, strategic investing, and liquidity management.

Born and raised in Houston, Texas, Shawna graduated from the University of Texas where she majored in Economics. She is an avid golfer having qualified for two USGA Women’s Mid-Amateur Championships and her husband, Jason, is a golf professional in The Woodlands, Texas. In addition to golf, Shawna’s hobbies include dressage and cross-country equestrian sports, snow skiing, and culinary arts.

Residing in The Woodlands, Shawna and Jason have two children. One of her children was born with a rare genetic condition called Sotos Syndrome and Autism Spectrum Disorder. Their unique needs motivated Shawna to join the Family Advisory Council for Texas Children’s Hospital where she shares her passion for financial planning with the families and caretakers of other special needs children.

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Sean Foust

Sean Foust

Private Advisor, Vice President 

 

Sean R. Foust is a Financial Advisor and member of The Maxwell Group at Rockefeller, a highly recognized financial advisory team located in The Woodlands Texas. He has experience advising entrepreneurs, retirees, executives, ranchers and their family members.

Sean takes a highly personalized approach to the clients he serves; he spends significant time and detail planning for the present and future needs of a client’s financial life. He uses the resources and capabilities of the firm to develop in depth wealth planning strategies tailored to his client’s goals that include investment management, custom lending, philanthropy and wealth transfer.

Sean is a Pennsylvania native where he received his bachelor’s degree in Business Management from Clarion University. At Clarion University, Sean played on the varsity golf team and was an Academic All-American. He enjoys spending his free time playing golf and tennis with friends and family.

 

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Barry Johnson

Barry Johnson

Private Advisor, Senior Vice President 

 

Barry works closely with active wealth-builders to help design and implement tailored financial strategies that seek to optimize clients' personal and professional wealth.  He is particularly skilled in helping address the needs of real estate developers and investors, ultra-high-net-worth families, professional traders and private equity managers/sponsors.  Drawing on the expansive resources of Rockefeller Capital, Barry channels opportunities to deploy wealth more thoughtfully and effectively, applying a holistic approach to both sides of a client's balance sheet.

Barry began his career at Bank of America in 1991 in Houston, ultimately becoming a Vice President in the Private Client Group.  His wealth management career also includes a tenure with Wells Fargo.  In 2000, Barry launched a privately-owned real estate consulting practice while developing residential real estate and managing his investments.  He rejoined Bank of America Private Bank as a Senior Vice President in September 2015 and later transferred to the Maxwell Group in August 2021 prior to its move from Merrill Lynch to Rockefeller Capital Management in November 2022.

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De'An Tate

De'An Tate

Senior Client Associate  

 

De’An joined Rockefeller as a part of The Maxwell Group in November 2022. She began her career at Merrill Lynch Wealth Management in November 2007.  After moving to the Houston area in 2009 she began working with Kyle Maxwell.  De’An is your direct contact for administrative aspects of your accounts.  In addition to striving to provide superior customer service, she assists with the executions of restricted stock, loans, and concierge service to our clients.

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Stacie Harris

Stacie Harris

Senior Client Associate  

 

Stacie joined The Maxwell Group in August 2020, after working in various banking specialist roles at Bank of America for a total of 12 years, most recently with 6 years of experience in the Bank of America Private Bank and 6 years in the Consumer Financial Center. She serves our client families in both banking services and providing exceptional customer service to ultra-high net worth individuals. Stacie is your direct contact for all account administration needs. 

Stacie is currently attending the University of Houston-Downtown and is expecting to graduate in 2022 with a dual Bachelor’s in Finance and Corporate Communications, after which she will pursue a Master’s in Business Administration. She is a member of the National Society of Collegiate Scholars and Beta Gamma Sigma, the National Honor Society in Business.

A native Houstonian, Stacie enjoys raising her two children, volunteering, traveling, athletic activities, various live music and sport events, and attending Houston’s Performing and Visual Arts showcases.

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