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UNGER WEALTH MANAGEMENT GROUP

Welcome to the Rockefeller Global Family Office

At the Unger Wealth Management Group our team is dedicated to building multi-generational relationships with our clients and their families. We pride ourselves on working closely with our clients to understand their current and future goals. Through our planning-based approach, we then establish a wealth management plan aimed at guiding them down a path of financial success.

Our standards for our services are the same standards established by the Rockefeller family legacy and the guardians who have so skillfully helped it thrive throughout seven generations and counting. The trends they have weathered, the familial bonds they have bolstered, and the positive impact they have had on society are our benchmark.

Being a part of Rockefeller provides us with the opportunity to offer our clients unparalleled service, access to uncommon investment opportunities, a seamless digital platform, and access to premier lifestyle advisory partners.

Thomas Unger:

• Forbes/SHOOK Best-in-State Wealth Advisors, 2020, 2021
• Forbes/SHOOK Top 250 Next-Generation Wealth Advisors, 2017, 2018, 2019, 2020
• Forbes/SHOOK Best-In-State Next-Generation Wealth Advisors, 2018, 2019

*For more information about the selection criteria for each award, please consult the sponsor’s website. Rankings, ratings and recognitions should not be construed as an endorsement of the advisor, are not representative nor indicative of any one client’s experience, are no guarantee of future investment success and do not ensure that a current or prospective client will experience a higher level of performance results or client service.

UNGER WEALTH MANAGEMENT GROUP

(972) 761-5000

3825 Edwards Road
Suite 630
Cincinnati, OH 45209

“Our team is committed to trust and transparency. We pride ourselves on keeping our clients at the center of everything we do. The relationships we build and maintain are long lasting and meaningful.”

Thomas Unger, Managing Director, Private Wealth Advisor 

We are confidantes, counselors, and navigators, dedicated to managing the complexities of family and wealth.

THOMAS UNGER

Managing Director, Private Wealth Advisor
TUnger@rockco.com
513-964-5040

TRISHA FOUNTAIN

Vice President, Client Operations
TFountain@rockco.com
513-964-5042

BLAIR HARRINGTON

Associate Vice President, Wealth Planning
BHarrington@rockco.com
513-964-5041

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A leading private wealth practice...
Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax, & Legal Advisor Coordination

We work with your CPA to manage your investments in a tax-efficient manner and coordinate with your attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

merged with holistic advisory and family office services.
The Rockefeller difference is our combination of holistic and specialized services, designed to complement customized wealth planning and advisory.
  • Financial Accounting & Bookkeeping
  • Trust & Estate Planning
  • Tax Efficient Planning & Preparation
  • Family Legacy & Governance Advisory
  • Bill payment
  • Philanthropic advisory
  • Human Resources Services
  • Cash flow and liquidity planning
  • Next Gen Financial Education

Rockefeller Capital Management provides strategic advice to ultra-high-net worth families, family offices, individuals and corporations. Families that own businesses or are interested in purchasing a business can come to Rockefeller Capital Management for thoughtful, tailored advice on whether to sell a business, sell a portion of a business, purchase a business or grow an existing business.

Rockefeller Capital Management also works with corporations seeking customized, innovative solutions and independent advice on strategic transactions. Our focus is to deliver exceptional results for our clients through flawless execution and to help clients achieve their strategic goals.

Rockefeller Capital Management provides securities activities and services through Rockefeller Financial LLC, its registered broker-dealer, member FINRA, SIPC.

  • Differentiated, independent advice for entrepreneurs and business owners
  • Execution across private and public companies owned or operated by our clients
  • Mergers, acquisitions, divestitures, capital raises
  • Real estate advisory
  • Sports franchise advisory

Rockefeller Asset Management offers equity and fixed income strategies across active, multi-factor passive, and thematic approaches that seek outperformance over multiple market cycles, driven by a disciplined investment process and a highly collaborative team culture. Drawing on the intellectual capital built over the past 40 years, Rockefeller Asset Management offers investment solutions integrating ESG research and a constructive engagement approach.

Equity Strategies
  • We offer global, U.S., and non-U.S., thematic dedicated environmental, social and governance (“ESG”) equity strategies for institutions and individuals. A core differentiator of Rockefeller’s approach is our well established practice of constructively engaging shareholders in a way that drives long-term value creation across portfolios and improves ESG standards globally.
Fixed Income Strategies
  • We offer a range of tax-exempt and taxable fixed income strategies, serving high-net worth and family office clients. Our fixed income investment process employs an analysis of macro-economic conditions complemented by fundamental credit research set within a sophisticated risk management and portfolio construction framework.

We are pleased to offer our clients and their families special access and privileges through a handful of thoughtfully vetted and selected partners – each preeminent providers in their respective fields – providing highly personalized support on how to simplify, navigate, and elevate modern life.

Private Aviation
• A unique private aviation platform designed exclusively for Rockefeller Capital Management Clients

Private Health Advisory
• Proactive health and wellness support, travel/emergency contingency 24/7 and complete management of any health concern.

Personal Security
• A total security solution tailored to each client and location, assessing their needs and goals.

Emergency Travel Services
• The world's leading organization providing medical, security, evacuation, travel risk and crisis management services.

Art Advisory
• With access to specialists in art and collectibles globally, experts will provide guidance through the sales and acquisition process.

Next Gen Advisory
• Career and life coaching for emerging professionals, as well as health and wellness resources for young adults.

Elder Care
• A unique benefit that can help with everything related to aging, elder care or special needs.

Virtual Specialty Care
• A virtual specialty care platform that leverages sophisticated technology to curate access to a network of leading doctors across 48 US hospitals for expert insights on specific health concerns.

Once in a Lifetime Experiences
• Almost any “bucket list” wish can be fulfilled for Rockefeller clients with VIP-savvy concierge experts who can pave the way to once-in-a-lifetime experiences, whether meeting global stars, participating in iconic events, or realizing other long-held dreams.

Unique Travel Experiences
• A leading travel concierge service that offers exclusive planning and booking for Rockefeller clients seeking unforgettable vacations. Clients have access at member-only rates to unique settings and destinations with family privileges.

Purpose-Driven Wine Platform
• A leading wine-appreciation platform offering a single source for Rockefeller clients interested in fine wines, insider offers and access to unique experiences. Clients can obtain allocated, reserve, library and collector-level wines. Through the Rockefeller Live Well Do Good Membership Program, a portion of profits go to support The Ocean Foundation.

Cyber Security
• An exclusive boutique company with a proven history of providing elite cyber-protection services for all digital security needs of individuals and their families to eliminate the risk of cyberattacks.

Our Ideas
Broken Promises
Broken Promises
The rise and fall of an “altruistic billionaire”
Game of Thrones
Game of Thrones
Political fratricides & the weaponization of oil
Uniquely Rockefeller Special Client Event – Lessons from a Leading Growth Investor with Warburg Pincus CEO Chip Kaye
Uniquely Rockefeller Special Client Event – Lessons from a Leading Growth Investor with Warburg Pincus CEO Chip Kaye
A Conversation with Chip Kaye, CEO of Warburg Pincus
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TOM UNGER

TOM UNGER

Managing Director, Private Wealth Advisor 

 

Tom joined Rockefeller in 2021. Prior to Rockefeller, he spent over ten years at UBS. Tom prides himself on keeping a close watch on the markets and the economy to keep his clients’ portfolios in line with market conditions. Tom graduated from the University of Kansas and has earned the Accredited Asset Management Specialist (AAMS) designation from the College of Financial Planning and has obtained his Series 7, 66 & Life Insurance Licenses.

Tom enjoys golf and spending time with his wife and their three children at their home in Crestview Hills, KY.

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TRISH FOUNTAIN

TRISH FOUNTAIN

Vice President, Client Operations 

 

Trish joined Rockefeller in 2021. Trish began her career at UBS in 2014, and joined the Unger Wealth Management Group in 2016.  In her current role as Vice President, Client Operations, her primary focus is serving clients’ administrative needs. Before UBS, Trish worked at Capital Analyst Inc. She has worked in the financial services industry since 2005 with a primary focus on helping people through transitional periods in their life. Trish received her undergraduate degree in Business Administration and her MBA from Thomas More College. She has also earned her Series 7, Series 66, Series 9/10, and Series 24 licenses. Her hobbies include adopting dogs with special needs and spending time at her lake house in Tennessee.

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BLAIR HARRINGTON

BLAIR HARRINGTON

Associate Vice President, Wealth Planning 

 

Blair joined Rockefeller in 2021. Blair graduated from Ohio State University’s Fisher College of Business  with a B.S. in Business Administration specializing in Accounting and Entrepreneurship. She began her career in Texas working at both PriceWaterhouseCoopers and then the private equity firm TPG. After returning to Cincinnati, she transitioned into the financial services industry, and joined UBS in 2018. She has obtained both her Series 7 and 66 and joins the team with a primary focus on our clients’ financial planning needs. Blair enjoys being with her family and friends, and is a certified yoga instructor.

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KATHRYN CASTERLINE

KATHRYN CASTERLINE

Head of Client Experience 

 

Katy joined Rockefeller in 2021. She has worked in corporate finance for several major corporations and joined the Unger Wealth Management Group in 2016 as a part time client service associate focusing on the team’s marketing and communication needs. Katy grew up in Cincinnati and attended Madeira High School.  She graduated from the University of Cincinnati where she received her BA in Finance. After graduation she relocated to upstate New York to work for IBM and attended Binghamton University where she earned her MBA.  After several years with IBM in New York she decided to come back home to Cincinnati. In her free time, Katy enjoys reading and spending time with her family.

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