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Our firm was built to help the Rockefeller Family across every aspect of their daily, business and philanthropic life. We draw on our firm’s work with the Rockefeller Family which spans seven generations to serve you and your family. The Rockefeller Family has been connected with the Greenwich Community dating back to the 1800s.

We advise private equity partners, hedge fund principals, senior executives, business owners, foundations and more. We help you organize, deploy and preserve your financial resources while seeking to achieve your life and financial objectives.

Our team has extensive financial planning expertise and builds tailored plans that help enable our clients to understand the impact of near term decisions and a range of asset allocation choices on their wealth both today and in the future.

We have expertise in helping our clients with the tax efficient transition of their assets, preparing the next generation of their family to be good stewards of their wealth and perpetuating your family’s values.

The Family Office has access to leading public and private investment managers and direct access deals sourced by our Strategic Advisory Team.

We offer our clients a full suite of family office services including trust services, insurance advisory services, health advisory services, tax preparation and bill pay services.

We are innovators and a have a history of leadership in sustainability and ESG investing.

Rockefeller Family Office – Greenwich

(203) 717-6731

8 Sound Shore Drive
Suite 120
Greenwich, CT 06830

“We are a global family office that has served the Rockefeller family since 1882, and the story of the first family in family wealth is our blueprint.”

Timothy D. O’Hara, President, Family Office

“When people ask me why I think the family has succeeded, I say that the family has chosen to have high-level advisors whom they totally trust and who are not just yes-men and -women but you know give their honest opinions.”

David Rockefeller, Jr.

JOHN HORTON

Sr. Client Advisor, MD
jhorton@rockco.com
(203) 717-6731
Biography +

SAMUEL WILSON

Investment Advisor, VP
swilson@rockco.com
(203) 717-6613
Biography +

KRISTEN CAHILL

Relationship Manager, VP
kcahill@rockco.com
(212) 549-5108
Biography +

MARGARET WERNER

Client Associate, Analyst
mwerner@rockco.com
(212) 549-5408
Biography +

GARY ANDERSON

Senior Advisor
Biography +

PHILIP GREER

Senior Advisor
Biography +

CHUCK ROYCE

Senior Advisor
Biography +

TIMOTHY D. O’HARA

Co-President, Rockefeller Global Family Office
tohara@rockco.com
(212) 549-5360
Biography +

JIMMY CHANG, CFA®

Chief Investment Officer of Rockefeller Global Family Office, MD
jchang@rockco.com
(212) 549-5218
Biography +

TOM DAVIDSON

President, The Rockefeller Trust Company (Delaware)
tdavidson@rockco.com
(302) 830-3720
Biography +

CANDICE DIAL

Director of ESG Investments, SVP
cdial@rockco.com
(212) 549-5107
Biography +

CHLOE DUANSHI,CFA®

Head of Investment Strategies, Rockefeller Global Family Office
cduanshi@rockco.com
(212) 549-5374
Biography +

ADRIENNE HART

Head of Philanthropy
ahart@rockco.com
(484) 209-2037
Biography +

TIMOTHY LAFFEY

Head of Tax Policy & Research, SVP
tlaffey@rockco.com
(484) 209-2062
Biography +

ELISABETH O. MADDEN

President of Rockefeller Trust Company, N.A.
emadden@rockco.com
(212) 549-5413
Biography +

ELIZABETH P. MUNSON

Chairperson, Rockefeller Trust Companies
emunson@rockco.com
(212) 549-5400
Biography +

JOSEPH ROBERTS

Head of Wealth Strategy, MD
jroberts@rockco.com
(484) 209-2043
Biography +

MITCH THEISS

President, Strategic Advisory, MD
mtheiss@rockco.com
(212) 549-5309
Biography +

JANET WELCH

Chief Operating Officer, MD
jwelch@rockco.com
(203) 717-6614
Biography +

BARRY WINTNER

Head of Manager Selection, MD
bwintner@rockco.com
(212) 549-5287
Biography +

GRACE YOON

Head of Business Development & Strategic Partnerships, MD
gyoon@rockco.com
(212) 549-5392
Biography +

Our commitment to bringing expertise from multiple viewpoints is brought to the forefront when collaborating with the following individuals. The Rockefeller difference is the expertise we can bring to all aspects of your life.

A leading private wealth practice…
Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax & Legal Advisor Coordination

We work with your Tax Advisor to manage your investments in a tax-efficient manner and coordinate with your Attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax, & Legal Advisor Coordination

We work with your CPA to manage your investments in a tax-efficient manner and coordinate with your attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

merged with holistic advisory and family office services.

The Rockefeller difference is our combination of holistic and specialized services, designed to complement customized wealth planning and advisory.

family office
  • Financial Accounting & Bookkeeping
  • Trust & Estate Planning
  • Tax Efficient Planning & Preparation
  • Family Legacy & Governance Advisory
  • Bill payment
  • Philanthropy advisory
  • Human Resources Services
  • Cash flow and liquidity planning
  • Next Gen Financial Education
  • Aggregated Reporting
strategic advisory

Rockefeller Capital Management provides strategic advice to ultra-high-net worth families, family offices, individuals and corporations. Families that own businesses or are interested in purchasing a business can come to Rockefeller Capital Management for thoughtful, tailored advice on whether to sell a business, sell a portion of a business, purchase a business or grow an existing business.
Rockefeller Capital Management also works with corporations seeking customized, innovative solutions and independent advice on strategic transactions. Our focus is to deliver exceptional results for our clients through flawless execution and to help clients achieve their strategic goals.

Rockefeller Capital Management provides securities activities and services through Rockefeller Financial LLC, its registered broker-dealer, member FINRA, SIPC.

• Differentiated, independent advice for entrepreneurs and business owners

• Execution across private and public companies owned or operated by our clients

• Mergers, acquisitions, divestitures, capital raises

• Real estate advisory

• Sports franchise advisory

asset management

Rockefeller Asset Management serves individuals, families and institutional investors whose focus on alpha generation requires an experiences partner with a demonstrable investment history. With more than 30 years of experience in global investing, we offer Equity and Fixed Income strategies whose performance over multiple market cycles is driven by a disciplined process and our collaborative culture.

Equity Strategies

  • We offer global, U.S., and non-U.S., thematic dedicated environmental, social and governance (“ESG”) equity strategies for institutions and individuals. A core differentiator of Rockefeller’s approach is our well established practice of constructively engaging shareholders in a way that drives long-term value creation across portfolios and improves ESG standards globally.

Fixed Income Strategies

  • We offer a range of tax-exempt and taxable fixed income strategies, serving high-net worth and family office clients. Our fixed income investment process employs an analysis of macro-economic conditions complemented by fundamental credit research set within a sophisticated risk management and portfolio construction framework.
life style advisory

We are pleased to offer our clients and their families special access and privileges through a handful of thoughtfully vetted and selected partners – each preeminent providers in their respective fields – providing highly personalized support on how to simplify, navigate, and elevate modern life.

Private Aviation
• A unique private aviation platform designed exclusively for Rockefeller Capital Management Clients

Private Health Advisory
• Proactive health and wellness support, travel/emergency contingency 24/7 and complete management of any health concern.

Personal Security
• A total security solution tailored to each client and location, assessing their needs and goals.

Emergency Travel Services
• The world’s leading organization providing medical, security, evacuation, travel risk and crisis management services.

Art Advisory
• With access to specialists in art and collectibles globally, experts will provide guidance through the sales and acquisition process.

Next Gen Advisory
• Career and life coaching for emerging professionals, as well as health and wellness resources for young adults.

Elder Care
• A unique benefit that can help with everything related to aging, elder care or special needs.

Virtual Specialty Care
• A virtual specialty care platform that leverages sophisticated technology to curate access to a network of leading doctors across 48 US hospitals for expert insights on specific health concerns.

Once in a Lifetime Experiences
• Almost any “bucket list” wish can be fulfilled for Rockefeller clients with VIP-savvy concierge experts who can pave the way to once-in-a-lifetime experiences, whether meeting global stars, participating in iconic events, or realizing other long-held dreams.

Unique Travel Experiences
• A leading travel concierge service that offers exclusive planning and booking for Rockefeller clients seeking unforgettable vacations. Clients have access at member-only rates to unique settings and destinations with family privileges.

Purpose-Driven Wine Platform
• A leading wine-appreciation platform offering a single source for Rockefeller clients interested in fine wines, insider offers and access to unique experiences. Clients can obtain allocated, reserve, library and collector-level wines. Through the Rockefeller Live Well Do Good Membership Program, a portion of profits go to support The Ocean Foundation.

Cyber Security
• An exclusive boutique company with a proven history of providing elite cyber-protection services for all digital security needs of individuals and their families to eliminate the risk of cyberattacks.

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“What sets us apart is being entrusted with the legacies of some of the world’s most successful entrepreneurs, innovators, visionaries – and their families. Together, we view wealth not as a prize but as potential.”
Gregory J. Fleming, President and CEO
Our Ideas
Policy Risks Galore
Policy Risks Galore
No more financial sedatives; bye-bye, TINA
Everest is Not the Tallest Mountain
Everest is Not the Tallest Mountain
Each economic cycle has its own unique characteristics that make forecasting and market timing so difficult. In this quarter’s edition of Global Foresight, we examine why investors should rethink how they measure inflation and economic growth. The issue also explores some of the more forward-looking indicators that should become increasingly utilized by investors to monitor the health and prospects of the economy.
The Big Heist
The Big Heist
Crypto woes; a black swan fait accompli
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News
Business Wire - August 18, 2022
Rockefeller Capital Management Welcomes the Hassan Group to the Northeast Division of its Rockefeller Global Family Office
Business Wire - August 3, 2022
Four Investment Banking Leaders Join Rockefeller Capital Management’s Strategic Advisory Group to Further Serve Rockefeller Global Family Office Clients and Corporate Clients – “Part of Growth Strategy”
Business Wire - July 5, 2022
Rockefeller Capital Management Names Rose Lee, Respected Industry Leader in Strategic Investments, as Head of Investment Solutions
Business Wire - June 6, 2022
Rockefeller Capital Management Acquires Wealth Management Business of Spearhead Capital in Wellington, FL; Will Be Known as Bostwick Walters Group
Business Wire - May 31, 2022
Rockefeller Capital Management Welcomes The Mendoza Group of San Jose, CA, to its Rockefeller Global Family Office
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck

Rockefeller Financial LLC is a broker-dealer and investment adviser dually registered with the U.S. Securities and Exchange Commission (SEC);Member Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC). Rockefeller Financial LLC is not a bank. Where appropriate, Rockefeller Financial LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Rockefeller Financial LLC are not FDIC insured, may lose value, are not bank guaranteed, not a bank deposit, and not otherwise insured by any federal government agency.

Investing involves risk, including the possible loss of principal. Past Performance is no guarantee of future results and no investment or financial planning strategy guarantees profit or protection.

Rockefeller Capital Management LLC and its affiliates do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
TIMOTHY D. O’HARA

TIMOTHY D. O’HARA

Co-President, Rockefeller Global Family Office 

 

Timothy D. O’Hara is Co-President of the Rockefeller Capital Management. He is a member of the firm’s Executive Committee.

Tim is responsible for leading a team of talented senior client advisors and multigenerational wealth planning experts, building upon Rockefeller’s rich history of serving ultra-high-net-worth families through an expanded offering of investment, tax and estate planning, strategic advisory, and trustee services, while creating access to strategic partnerships providing risk management and lifestyle-enhancing services.

Prior to joining Rockefeller in 2018, Tim was President and CEO of Ayco, joining in 1996 as a client advisor in the Ayco Family Office. He assumed roles of increasing responsibility, including Head of the Ayco Family Office and Executive Vice President of the Asset Management, Insurance, and Finance divisions.

Tim earned his bachelor’s degree in Accounting from Le Moyne College and his J.D. from Albany Law School. He is a Certified Public Accountant.

Tim serves as a Trustee of Albany Law School, on the Board of Advisors of Madden School of Business at Le Moyne College, on the Parents Executive Committee at Villanova University, and on the Board of GreenSlate.

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JIMMY CHANG, CFA®

JIMMY CHANG, CFA®

Chief Investment Officer of Rockefeller Global Family Office, MD

 

Jimmy C. Chang, CFA®, is the Chief Investment Officer of the Rockefeller Global Family Office. He is a member of the firm’s Management Committee and is a Chartered Financial Analyst®.

Jimmy has spent more than 16 years with Rockefeller. Prior to becoming the Chief Investment Officer in 2020, Jimmy was the Chief Investment Strategist and a Senior Portfolio Manager at Rockefeller Asset Management, where he co-managed several equity strategies and had oversight of the Fixed Income group.

Before joining Rockefeller in 2004, Jimmy was a Senior Vice President, Chief Technology Strategist, and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at International Business Machines Corporation (IBM) from 1985 to 1994, where he was responsible for client relationship management, business volume, and profit attainments at major international financial services and banking accounts.

Jimmy earned an M.B.A. in Finance/International Business from New York University and a B.S. (summa cum laude) in Electrical Engineering from The Cooper Union.

He is a member of the Tau Beta Pi National Engineering Honor Society. He serves on the Investment Committee of the Foundation for Contemporary Arts.

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TOM DAVIDSON

TOM DAVIDSON

President, The Rockefeller Trust Company (Delaware)

 

Tom Davidson is the President of the Rockefeller Trust Company (Delaware). He is responsible for the overall management of the Delaware Trust Company including building and cultivating strong client relationships, fulfilling fiduciary responsibilities, and ensuring adherence to standards and practices. Tom offers innovative solutions to help remedy complex problems involving all aspects of trust administration. He has over 26 years of experience in the trust and estate industry with over 21 years of Delaware specific trust administration, estate planning and fiduciary risk management.

Prior to joining The Rockefeller Trust Company (Delaware), Tom was President of a major international trust company in Delaware. Prior to that role, he was Director of Trust Administration for another major international trust company, also in Delaware. Previously, Tom was Trust Counsel for a prominent national trust company and he was in private practice with a boutique law firm in northern Maryland focusing on estate administration, estate planning, estate litigation, heir disputes and other fiduciary litigation matters. Tom is a veteran having served in the US Air Force as a Flight Engineer Supervisor.

Tom received his undergraduate degree from the University of Delaware and his law degree from Widener University School of Law. He is a member of the American Bar Association section of Real Property, Trusts & Estates, a member of the Delaware Estate Planning Council and a former member of the New jersey State Bar Association and the Maryland State Bar Association.

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CANDICE DIAL

CANDICE DIAL

Director of ESG Investments, SVP

 

Candice Dial is the Director of ESG Investments at Rockefeller. In her role, she is responsible for leading strategic ESG initiatives within the Family Office, which includes working with the manager selection team to build the third-party manager platform, engaging in thought leadership activities, and supporting Client Advisors. Previously, Candice implemented a sustainable investing program at the Church Pension Group and managed a $1.2 billion sustainability portfolio oversaw the private market sustainable investing program for the Church Pension Group, a pension fund with assets exceeding $14 billion. Candice has spoken in multiple global sustainable investment conferences and featured and mentioned in various video and print publications.

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CHLOE DUANSHI

CHLOE DUANSHI

Head of Investment Strategies, Rockefeller Global Family Office

 

Chloe Duanshi is a Managing Director and the Head of Investment Strategies of the Rockefeller Global Family Office. She is a member of the firm’s Management Committee.

As the Head of Investment Strategies, Chloe is responsible for developing broad capital market outlook across asset classes as well as designing strategic and tactical asset allocation guidance for the Rockefeller Global Family Office. Chloe is also focused on working with clients to construct bespoke, institutional-caliber portfolios with traditional and alternative investment solutions, utilizing proprietary portfolio construction techniques that seek to identify and capture a diversified collection of unique, fundamental return drivers.

Before joining Rockefeller, Chloe was a cross-asset strategist at Morgan Stanley, where she specialized in asset allocation and portfolio construction for ultra-high net worth individuals, single family offices, endowments, and foundations. Prior to that, Chloe spent a number of years at BNP Paribas in equities and commodities derivatives.

Chloe received her B.S. degree, magna cum laude, from the Sibley School of Mechanical & Aerospace Engineering at Cornell University and M.A. degree in Mathematics from Columbia University. Chloe is a CFA® charterholder.

 

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ADRIENNE HART

ADRIENNE HART

Head of Philanthropy

 

Adrienne Hart is the Head of Philanthropy at Rockefeller Capital Management, based in Philadelphia, PA. Prior to joining Rockefeller Capital Management, she was an associate in the Private Client Group at Troutman Pepper and a Fiduciary Advisor for Hawthorn, PNC’s Family Office Division. Adrienne has spent her career counseling high net worth individuals and families on matters of individual estate, tax, business succession, charitable and generational wealth planning and administration. She also counsels charitable and non-profit organizations on qualification for and maintenance of tax-exempt status.

Adrienne is a member of the State Bars of Pennsylvania, New Jersey, and New York as well as the Philadelphia Estate Planning Council and the Philadelphia Bar Association. She received her J.D. and LL.M from Villanova University Charles Widger School of Law.

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TIMOTHY LAFFEY

TIMOTHY LAFFEY

Head of Tax Policy & Research, SVP

 

Timothy Laffey is Head of Tax Policy & Research within the Global Family Office at Rockefeller Capital Management. In his role, Tim partners with colleagues across the organization in strategically advising clients with executive compensation, private equity, and multi-state taxation issues, as well as guide them through the implications of tax regulations while advising on tax strategies. He is also responsible for supporting our Family Office tax teams as well as setting tax policy for the Family Office.

Prior to joining Rockefeller, Tim was a Senior Vice President and Senior Wealth Planner in Wells Fargo Private Bank’s Regional Wealth Planning group and was a practicing attorney in the Personal Law group of Morgan, Lewis & Bockius. He has spent his entire career counseling and advising ultra-high net worth clients in all aspects of income, estate, gift and generation-skipping transfer tax planning, as well as business succession and philanthropic planning. Tim started his career in the Private Client Advisors group of Deloitte Tax.

Tim earned his accounting degree from the University of Scranton, magna cum laude, and his J.D. and Masters of Law in Taxation from Villanova University School of Law. He is licensed to practice law in Pennsylvania and New Jersey.

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ELISABETH O. MADDEN

ELISABETH O. MADDEN

President of Rockefeller Trust Company, N.A. 

Elisabeth O. Madden is the President of Rockefeller Trust Company, N.A. and a Managing Director of Rockefeller Capital Management. She is a member of the firm's Management Committee. Prior to joining Rockefeller, Lisi was an associate with Milbank, Tweed, Hadley & McCloy, LLP for seven years, focusing on estate planning and administration of trusts and estates. Lisi holds a B.A. from the University of Pennsylvania and an M.Sc. from the London School of Economics. She also holds a J.D. from Vanderbilt University Law School and an Advanced Certificate in the field of Estate Planning from New York University School of Law. Lisi is a member of the New York State Bar Association.

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ELIZABETH P. MUNSON

ELIZABETH P. MUNSON

Chair, Rockefeller Trust Company NA and Delaware

​

Elizabeth P. Munson is the President of Rockefeller Trust Company, N.A. and The Rockefeller Trust Company (Delaware). She is a Managing Director and member of the firm’s Executive Committee. In this role, she specializes in advising high-net-worth individuals and families, particularly in trust and estate planning and philanthropic matters.

Prior to joining Rockefeller, Liz was a partner in White & Case’s Private Clients Group, where she practiced from 1983 to 2001. In her law career, her practice focused on providing tax and estate planning for high-net-worth families, foundations, endowments, and nonprofit organizations. She also advised the Private Clients Group at several leading banking institutions.

Liz earned a bachelor’s degree from Yale College, an LL.M. in taxation from New York University School of Law, and a J.D. from Harvard Law School.

She is highly involved in serving several nonprofit organizations, including as Board Chair of Lenox Hill Neighborhood House, Vice President and Secretary of Sheltering Arms Children and Family Services, Secretary of the Cancer Schmancer Foundation, and a Director of Stichting to Promote Women’s World Banking. She is also a director of CPA®18, a real estate investment trust advised by W.P. Carey & Co, LLC.

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JOSEPH ROBERTS

JOSEPH ROBERTS

Head of Wealth Strategy, MD

 

Joseph Roberts is Head of Wealth Strategy at Rockefeller Capital Management in Philadelphia. Prior to joining Rockefeller Capital, Joe worked for Zeke Capital, a National Multi-Family Office, and Abbot Downing, Wells Fargo’s Family Office. Joe started his career at PricewaterhouseCoopers in the Private Financial Services Consulting Group. Joe has spent his career advising families of unique wealth on their financial needs, including fiduciary administration, tax, wealth transfer and risk mitigation. Joe is a member of the State Bars of Pennsylvania and New Jersey as well as the Tax Section of the American Bar Association. Joe earned a J.D. and Masters in Taxation from Villanova University, and B.A. from the University of South Florida.

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MITCH THEISS

MITCH THEISS

President, Strategic Advisory, MD

 

R. Mitchell Theiss is President of Strategic Advisory for Rockefeller Capital Management. He is a member of the Executive Committee. Mr. Theiss brings to Rockefeller more than 30 years of investment banking experience, having served as a trusted advisor to companies across a broad range of industry sectors. Prior to joining Rockefeller, Mr. Theiss was at Bank of America Merrill Lynch where he spent 19 years and was most recently Chairman of Global Industrials. Prior to joining Merrill Lynch, Mr. Theiss spent a decade in investment banking at Goldman Sachs. He earned an MBA from The Wharton School at the University of Pennsylvania.

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JANET WELCH

JANET WELCH

Chief Operating Officer, MD

 

Janet Welch is a Managing Director and the Chief Operating Officer for Family Office at Rockefeller Capital Management. She is also a member of the Firm’s Management Committee.

In her role, Janet partners closely with colleagues in building out the operating platform for Family Office, and has oversight of Operations, Family Office Technology initiatives, Business Management, Bill Concierge, Tax Preparation Services, Financial Reporting, Marketing, and Finance.

Prior to joining Rockefeller, Janet was the Deputy Chief Operating Officer for the Dalio Family Office. While there, she oversaw transformation efforts, program management, the finance and accounting organization, and business continuity. Most recently, Janet was responsible for leading the transformation of key portions of the family office operations including the creation of a holistic security and risk program and the build-out of Human Resources capabilities. Previously, Janet held increasingly senior roles at organizations including Diageo North America, QSP Inc., and IBM. Janet completed her undergraduate degree at Rutgers University and received her M.B.A. at Pace University’s Lubin School of Business.

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BARRY WINTNER

BARRY WINTNER

Head of Manager Selection, MD

 

Barry A. Wintner, CFA is the Head of Manager Selection and a Managing Director of Rockefeller Capital Management.

Barry is responsible for advancing the delivery of third-party investment solutions in support of our client advisors. Prior to joining Rockefeller Capital Management in 2013, Barry was Senior Vice President of Research and Investments at Protégé Partners. Prior to joining Protégé in 2008, Barry served in various capacities for Asset Alliance Corporation as Senior Managing Director of Research and Investments, and held positions as Director of Research, and Senior Analyst.

Barry is a Chartered Financial Analyst ® charterholder. He received a B.A. in Physics from the University of Pennsylvania, an M.S. in Physics from Cornell University and an M.B.A. from the Johnson Graduate School of Management at Cornell University. He is also a member of the Board of Trustees and the Investment Committee of St. Barnabas Hospital in the Bronx.

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GRACE YOON

GRACE YOON

Head of Business Development & Strategic Partnerships, MD

 

Grace Yoon is Head of Business Development & Strategic Partnerships for Rockefeller Capital Management. She is a member of the firm’s Executive Committee.

As Head of Business Development and Strategic Partnerships, Grace is responsible for deepening client relationships and elevating client engagement for the Global Family Office. In this role, Grace is focused on enhancing the overall client experience, including engagement with women and next-generation family members, and building customized Sustainability and Impact investing solutions for clients. She is also responsible for curating and managing key relationships with strategic partners.

Prior to her current role, Grace was Chief Marketing Officer for the firm. Grace joined Rockefeller in March 2018 as Chief Operating Officer of Strategic Advisory and Head of Strategic Initiatives.

Before joining Rockefeller, Grace was a Managing Director at Morgan Stanley, responsible for driving wealth and asset management growth with investment banking clients. Prior to that, Grace spent a number of years at Bank of America Merrill Lynch in investment banking and equity capital markets, and was a Director in investor relations for Merrill Lynch during the financial crisis.

Grace, a graduate of Phillips Exeter Academy, earned a bachelor’s degree in Economics from Brown University and an M.B.A. in Finance from the Leonard N. Stern School of Business at New York University.

She is a member of the Board of Directors of Invest in Girls.

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JOHN HORTON

JOHN HORTON

Sr. Client Advisor, MD

 

John Horton is a Managing Director and Senior Client Advisor in the Rockefeller Global Family Office. He joined Rockefeller in 2019 where he leads a team that offers comprehensive financial services to ultra-high-net worth families. Mr. Horton works predominantly with financial sponsors, hedge fund principals and executives in the asset management industry. He has expertise in investment advisory, multi-generational planning, philanthropy, tax strategy and cash flow planning. His team also provides strategic advisory services, family office services including bill pay and health advisory services. Mr. Horton is also is the head of the Greenwich office.

Prior to joining Rockefeller Capital Management, Mr. Horton was a Managing Director and Senior Banker for JP Morgan’s Private Bank in Greenwich, CT for ten years. He was most recently a Principal of the Financial Leaders Team where he worked with families on investment management, capital advisory, quantitative planning and wealth transfer strategies. Previously he was a Vice President at Bernstein Global Wealth Management. Before joining the financial services industry, John held a variety of business development, sales management and marketing positions with consumer-packaged goods and media companies. He worked for Electronic Arts for 6 years as the Director of Strategic Sales and Regional Sales Manager.

Mr. Horton graduated from Vanderbilt University with a degree in Political Science. He is a board member of Family Centers, a nonprofit organization offering education and human services to children, adults and families in Fairfield County. John is also a graduate of Eaglebrook School and Deerfield Academy. John resides in Greenwich with his wife and twin boys.

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SAMUEL WILSON

SAMUEL WILSON

Investment Advisor, VP

 

Sam Wilson is a Vice President and Investment Advisor, delivering the expertise and resources of Rockefeller’s Family Office platform. Prior to joining Rockefeller, he served as a Portfolio Manager and Wealth Strategist for Northern Trust, advising affluent individuals and families with investment management, cash flow modeling, estate planning, family education, and other wealth management needs. Prior to Northern Trust, he was an Investment Advisor at Wilmington Trust and a Floor Broker for Kellogg Capital Group on the American Stock Exchange. 

Sam is a CFA charterholder, and he holds a Masters of Business Administration from the Tuck School of Business at Dartmouth and a Bachelor of Arts degree from Williams College. He and his family are Greenwich residents and involved with several community organizations. He serves as treasurer for the Junior Council of REACH Prep, a nonprofit helping promising students from underserved communities. When Sam and his wife aren’t looking after their two young boys, they also contribute time and resources to the Bruce Museum, Boys and Girls Club, Greenwich United Way, and Kids in Crisis. Sam enjoys the outdoors, including hiking, tennis, and the occasional round of golf.

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KRISTEN CAHILL

KRISTEN CAHILL

Relationship Manager, VP

 

Kristen Cahill is a Vice President and Relationship Manager in the Rockefeller Global Family Office. She is a member of a team that offers comprehensive financial services to ultra-high-net worth families. Prior to joining Rockefeller Capital Management, Kristen worked at AYCO, a Goldman Sachs Company, for five and a half years. There she worked in the Private Wealth Management division and most recently in the Partners Family Office. Before AYCO, Kristen worked at LMCG Investments, LLC in Boston, Massachusetts in the marketing department. She graduated from Boston College with a Bachelor of Science degree in marketing and holds a Masters of Business Administration from the University of Notre Dame. Kristen lives in New York City and is a member of the New York Road Runners.

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GARY ANDERSON

GARY ANDERSON

Senior Advisor

 

Gary Anderson is a Senior Advisor at Rockefeller Capital Management. Prior to joining Rockefeller, Mr. Anderson served as Greer Anderson’s Chief Investment Officer and Managing Partner since its founding in 2008. Before co-founding Greer Anderson Capital LLC in 2008, Mr. Anderson was a member of the investment team and responsible for business development at Diker Management, a hedge fund based in New York City. Prior to that, Mr. Anderson served as the Director of Investments for Tulane University’s Investment Management Office. While at Tulane, Mr. Anderson participated in creating a dedicated office responsible for managing their diversified $1 billion endowment. Mr. Anderson also worked for Lighthouse Capital Partners, a Menlo Park, Ca.–based venture debt/capital firm, and Salomon Smith Barney in New York City. Mr. Anderson is an emeritus member of the Business School Council of the A.B. Freeman School of Business at Tulane University. Mr. Anderson holds a B.A. degree from Villanova University and an M.B.A. from the A.B. Freeman School of Business at Tulane University.

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PHILIP GREER

PHILIP GREER

Senior Advisor

 

Philip Greer is a Senior Advisor at Rockefeller Capital Management. Prior to joining Rockefeller, Mr. Greer was the founder of Greer Anderson Capital. Before co-founding Greer Anderson Capital LLC in 2008, Mr. Greer was a founding partner, Senior Managing Partner, and member of the Executive Committee of Weiss, Peck & Greer (“WPG”) from 1971 to 1998. WPG managed in excess of $20 billion and was sold in 1998 to Robeco, an investment management firm based in Rotterdam. Mr. Greer remained with the firm through 2002. Mr. Greer was an early-stage investor through WPG venture funds and served as a director of Federal Express Corporation from 1974 to 2008. He was Chairman of the FedEx board’s Compensation Committee for five years, and, before that, was Chairman of the Audit Committee for 25 years. Mr. Greer was also a director of The Robert Mondavi Corporation from 1992 to 2004, where he served as Chairman of the Audit Committee. Mr. Greer has served for 25 years as a trustee of Deerfield Academy and was President of the Board from 2008 to 2014. He has been elected one of two lifetime trustees in the history of the school. Mr. Greer served as a trustee of the Board of Administrators of Tulane University from 1998 to 2009, including a three-year term as Chairman. Mr. Greer holds an A.B. degree from Princeton University and an M.B.A. from Harvard Business School.

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CHUCK ROYCE

CHUCK ROYCE

Senior Advisor

 

Charles “Chuck” Royce is a Senior Advisor for Rockefeller Capital Management. Mr. Royce, drawing on more than five decades of experience in the financial services industry, helps advise the Rockefeller Global Family Office in its offering of distinct solutions to ultra-high-net-worth clients. In addition to his role as Senior Advisor, Mr. Royce is Chairman and Portfolio Manager of Royce & Associates, LLP, the firm that he founded in 1972, after retiring as its CEO in 2015.

Mr. Royce is a graduate of Brown University and received his M.B.A. from Columbia University. He currently serves as a trustee of the Frick Collection, the Bruce Museum, the National Trust for Historic Preservation, Berkeley Divinity School at Yale, and the Compass Rose Society.

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MARGARET WERNER

MARGARET WERNER

Client Associate, Analyst

 

Margaret Werner is a Client Associate and Analyst in the Rockefeller Global Family Office. She helps support the Greenwich office in providing clients with investment advisory and family office services. Margaret graduated Cum Laude from Amherst College with a BA in French and Psychology. She is also an alumna of Girls Who Invest, an organization dedicated to increasing the presence of women in the financial sector. Margaret is a racquet sports enthusiast who captained the Amherst women’s squash team during the 2020-21 season. She lives in New York City and enjoys spending time in Central Park and skiing in her free time.

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