Our People

From our leadership team to our individual advisors and specialists, our mission is to serve you and your family. We are confidantes, counselors, and navigators, dedicated to managing the complexities of family and wealth.
“When people ask me why I think the family has succeeded, I say that the family has chosen to have high-level advisors whom they totally trust and who are not just yes-men and -women but you know give their honest opinions.”
David Rockefeller, Jr.
We are holistic advisors and sophisticated specialists, united around a commitment to our clients’ wants and needs. We deploy our deep experience and perspective with the focus, nimbleness, discretion and customization of a boutique.
Our Leadership

GREGORY J. FLEMING

President & Chief Executive Officer

MICHAEL R. ARMONDO

Managing Director, Divisional Director

JAMES M. BEALE

Head of Capital Markets & Managed Solutions

MICHAEL BRAKEY

Head of Strategic Client Solutions

JIMMY C. CHANG, CFA®

Chief Investment Officer, Rockefeller Global Family Office

CASEY C. CLARK, CFA®

Deputy Chief Investment Officer and Global Head of ESG Investments, Rockefeller Asset Management

NATHAN D. CRAIR

Managing Director, Divisional Director

CHLOE DUANSHI, CFA®

Head of Quantitative Research & Portfolio Construction

CHRISTOPHER DUPUY

National Field Director, Private Wealth Management

LAURA K. ESPOSITO

Head of Institutional & Intermediary Distribution

WILLIAM FENRICH

General Counsel

JOSEPH A. FERLISI

Chief Information Officer & Chief Information Security Officer

HEATHER FLANAGAN

Head of Trust and Advisory Services

MICHAEL GAAB

Chief Human Capital Officer

DAVID P. HARRIS, CFA®

Chief Investment Officer & President of Asset Management

JACKIE KLABER

Head of Opportunistic Investing

ERIC KONIGSBERG

Chief Operating Officer, Rockefeller Asset Management

LISA MANGANELLO

Chief Marketing Officer

JOSEPH MARTELLA

Head of Technology Support & Services

ASHLEY MCCARTHY

Chief Counsel, Corporate

EDMOND N. MORIARTY III

Chief Financial Officer & Chief Risk Officer

ELIZABETH P. MUNSON

Chairperson, Rockefeller Trust Companies

TIMOTHY D. O’HARA

President, The Family Office

MICHAEL OUTLAW

Divisional Director, Private Wealth Management

MICHAEL PARKER

Managing Director, Divisional Director

CHRISTOPHER J. RANDAZZO

President, Private Wealth Management

JIM RATIGAN

Managing Director, Strategic Advisory

JASON RICH

Chief Operating Officer, Private Wealth Management

BRIAN RILEY

Managing Director, Divisional Director

JOSEPH D. ROBERTS

Head of Wealth Strategy

JACK RYAN

Chief Operating Officer

ALISON SCHACHTER

Corporate Controller

JEFFREY SHAMES

Senior Strategy Advisor

AVERY SHEFFIELD

Senior Portfolio Manager

SHARATH SHETTY

Managing Director, Strategic Advisory

SATISH SHIKHARE

Head of Strategic Platform Management

HARRY SINGH

Head of Strategy and Investment Solutions

R. MITCHELL THEISS

President, Strategic Advisory

BRETT THELANDER

Managing Director, Divisional Director

BRIAN WARSHAW

Head of Operations

JANET WELCH

Chief Operating Officer, Family Office

GRACE YOON

Head of Business Development & Strategic Partnerships

“Promoting inclusion is fundamental to a modern and thriving company and culture. We believe it creates competitive advantage."
Michael Gaab, Chief Human Capital Officer

Office Locations

Email us at : info@rockco.com

New York

45 Rockefeller Plaza, Floor 5
New York, NY 10111

212-549-5100

Atlanta

3560 Lenox Road, Suite 1100
Atlanta, GA 30326

404-443-2700

Boca Raton

One Town Center Road, Suite 500
Boca Raton, FL 33486

561-617-8815

Boston

99 High Street, Floor 17
Boston, MA 02110

857-504-8720

Carmel

880 W Monon Green Boulevard, Suite 101
Carmel, IN 46032

 

Chicago

227 West Monroe Street, Suite 2050
Chicago, IL 60606

 

Cincinnati

Rookwood Exchange, Suite 103
Cincinnati, OH 45209

Dallas

300 Crescent Court, Suite 1450
Dallas, TX 75201

972-761-5000

Greenwich

8 Sound Shore Drive, Suite 120
Greenwich, CT 06830

(203) 717-6731

 

Hamilton

1395 Yardville-Hamilton Square Road
Hamilton Township, NJ 08691

 

Houston

1330 Post Oak Boulevard, Suite 1100
Houston, TX 77056

 

Los Angeles

10877 Wilshire Blvd, Suite 700
Los Angeles, CA 90024

424-600-7920

Mountain View

2570 W. El Camino Real, Suite 600
Mountain View, CA 94040

650-559-9900

Newport Beach

23 Corporate Plaza Drive, Suite 246
Newport Beach, CA 92660

Oak Brook

701 Harger Road, Suite 190
Oak Brook, IL 60523

630-575-2300

Olympia

400 Union Avenue SE, Suite 200
Olympia, WA 98501

 

Paramus

115 W Century Road, Suite 315
Paramus, NJ 07652

 

Philadelphia

100 Front Street, Suite 1325
West Conshohocken, PA 19428

484-209-2030

Salt Lake City

2603 East Parleys Way
Salt Lake City, UT 84109

801-736-9950

San Antonio

17806 IH 10 West, Suite 300
San Antonio, TX 78257

 

San Francisco

Three Embarcadero Center, Suite 1610
San Francisco, CA 94111

415-830-5790

Saratoga Springs

321 Broadway, Third Floor
Saratoga Springs, NY 12866

518-886-3445

Scottsdale

16220 N Scottsdale Road, Suite 390
Scottsdale, AZ 85254

480-923-9105

Stamford

100 First Stamford Place, Suite 201
Stamford, CT 06902

 

The Rockefeller Trust Company (Delaware)

3711 Kennett Pike, Suite 220
Wilmington, DE 19807

302-498-6000

Rockefeller Trust Company, N.A.

45 Rockefeller Plaza, Floor 5
New York, NY 10111

212-549-5100

Walnut Creek

1850 Mt Diablo Boulevard, Suite 300
Walnut Creek, CA 94596

 

Washington

900 17th Street NW, Suite 603
Washington, DC 20006

202-890-8080

We believe a legacy isn’t left, but lived.

We’re inspired that you’re here.