Our People

From our leadership team to our individual advisors and specialists, our mission is to serve you and your family. We are confidantes, counselors, and navigators, dedicated to managing the complexities of family and wealth.
“When people ask me why I think the family has succeeded, I say that the family has chosen to have high-level advisors whom they totally trust and who are not just yes-men and -women but you know give their honest opinions.”
David Rockefeller, Jr.
We are holistic advisors and sophisticated specialists, united around a commitment to our clients’ wants and needs. We deploy our deep experience and perspective with the focus, nimbleness, discretion and customization of a boutique.
Our Leadership

GREGORY J. FLEMING

President & Chief Executive Officer

JAMES M. BEALE

Head of Capital Markets & Managed Solutions

MICHAEL BRAKEY

Head of Strategic Client Solutions

JIMMY C. CHANG, CFA®

Chief Investment Officer, Rockefeller Global Family Office

CASEY C. CLARK, CFA®

Global Head of ESG Investments & Portfolio Manager

CHLOE DUANSHI, CFA®

Head of Quantitative Research & Portfolio Construction

CHRISTOPHER DUPUY

National Field Director, Private Wealth Management

LAURA K. ESPOSITO

Head of Institutional & Intermediary Distribution

WILLIAM FENRICH

General Counsel

JOSEPH A. FERLISI

Chief Information Officer & Chief Information Security Officer

HEATHER FLANAGAN

Head of Trust Fiduciary & Client Accounting Services

MICHAEL GAAB

Chief Human Capital Officer

DAVID P. HARRIS, CFA®

Chief Investment Officer & President of Asset Management

JACKIE KLABER

Head of Opportunistic Investing

LISA MANGANELLO

Chief Marketing Officer

ASHLEY MCCARTHY

Chief Counsel, Corporate

EDMOND N. MORIARTY III

Chief Financial Officer & Head of Risk

ELIZABETH P. MUNSON

Chairperson, Rockefeller Trust Companies

TIMOTHY D. O’HARA

President, The Family Office

MICHAEL OUTLAW

Divisional Director, Private Wealth Management

CHRISTOPHER J. RANDAZZO

President, Private Wealth Management

JASON RICH

Chief Operating Officer, Private Wealth Management

JACK RYAN

Chief Operating Officer

ALISON SCHACHTER

Corporate Controller

JEFFREY SHAMES

Senior Strategy Advisor

SHARATH SHETTY

Managing Director, Strategic Advisory

HARRY SINGH

Head of Strategy & Head of Investment Solutions

R. MITCHELL THEISS

President of Strategic Advisory

BRIAN WARSHAW

Head of Operations

GRACE YOON

Head of Client Development & Strategic Partnerships

DEREK JETER

Special Advisor to the CEO

“The Rockefeller difference is the people you choose to be with: clients, advisors, employers – their quality of character, domain expertise, competence, and level of intellect and authenticity.”
Jack Ryan, Chief Operating Officer
“Promoting inclusion is fundamental to a modern and thriving company and culture. We believe it creates competitive advantage."
Michael Gaab, Chief Human Capital Officer
Explore Careers with Rockefeller

Office Locations

Email us at : info@rockco.com

New York

45 Rockefeller Plaza, Floor 5
New York, NY 10111

212-549-5100

Boston

99 High Street, Floor 17
Boston, MA 02110

857-504-8720

Greenwich

1 American Lane, Suite 111
Greenwich, CT 06831

 

Hamilton, New Jersey

1395 Yardville-Hamilton Square Road
Hamilton Township, NJ 08691

 

Philadelphia

100 Front Street, Suite 1325
West Conshohocken, PA 19428

484-209-2030

Saratoga Springs

18 Division Street, Suite 308 & 410
Saratoga Springs, NY 12866

518-886-3445

The Rockefeller Trust Company (Delaware)

3711 Kennett Pike, Suite 220
Wilmington, DE 19807

302-498-6000

Atlanta

3560 Lenox Road, Suite 1100
Atlanta, GA 30326

404-443-2700

Chicago

227 West Monroe Street, Suite 2100
Chicago, IL 60606

 

Los Angeles

10877 Wilshire Blvd, Suite 700
Los Angeles, CA 90024

424-600-7920

Houston

1330 Post Oak Boulevard, Suite 1100
Houston, TX 77056

Salt Lake City

2603 East Parleys Way
Salt Lake City, UT 84109

801-736-9950

Scottsdale

16220 N Scottsdale Road, Suite 390
Scottsdale, AZ 85254

480-923-9105

Rockefeller Trust Company, N.A.

45 Rockefeller Plaza, Floor 5
New York, NY 10111

212-549-5100

Boca Raton

One Town Center Road, Suite 500
Boca Raton, FL 33486

561-617-8815

Dallas

300 Crescent Court, Suite 1450
Dallas, TX 75201

972-761-5000

Mountain View

2570 W. El Camino Real, Suite 600
Mountain View, CA 94040

650-559-9900

Paramus, NJ

115 W Century Road, Suite 315
Paramus, NJ 07652

 

San Francisco

Three Embarcadero Center, Suite 1610
San Francisco, CA 94111

415-830-5790

Washington, DC

900 17th Street NW, Suite 603
Washington, DC 20006

202-890-8080

We believe a legacy isn’t left, but lived.

We’re inspired that you’re here.