Rockefeller Asset Management
Focused on Alpha and OutcomesWHO WE ARE
Rockefeller Asset Management offers equity and fixed income strategies across active, multi-factor passive, and thematic approaches that seek outperformance over multiple market cycles, driven by a disciplined investment process and a highly collaborative team culture.
A history of forward thinking
1st
Track record of innovation that puts investors and their performance first
30
30-years of intellectual capital built from pioneering global equity investing and ESG-integrated research
40
40-years of effective shareholder engagement that seeks to create value and catalyze positive change
Rockefeller Asset Management has the power to convene global networks, generating insights and outcomes not commonly found in the investment community.
What’s New
ESG Improvers: An Alpha-Enhancing Factor
Institutional Investors and Financial Professionals: Learn More →
Rockefeller Climate Solutions Strategy
VantageRock Capital
Bloomberg Rockefeller Multi-Factor ESG Improvers Index (BRAMUT)
Investment Capabilities
Distinctive Equity, Fixed Income and Multi-Asset Class Capabilities for Active, Passive, and Thematic Allocations
Firm Assets Under Management: $12.5B as of 6/30/21
Firm Assets Under Management: $12.5B as of 6/30/21
ACTIVE
MULTI-FACTOR PASSIVE
THEMATIC
EQUITY
ALTERNATIVES
FIXED INCOME
Global
U.S.
Non-U.S.
U.S. Small Cap
U.S. SMID Cap
U.S.
Non-U.S.
U.S. Small Cap
U.S. SMID Cap
Long-Short Equity
Taxable
Tax-Exempt
Tax-Exempt
Bloomberg Rockefeller Multi-Factor
ESG Improvers Index
ESG Improvers Index
Climate Solutions
Ocean Engagement
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Sustainable Investing
The Rockefeller heritage in sustainable and impact investing dates back to the 1970s, when the family office began public and private investment programs that incorporated environmental social values into the investment process.
Today, we believe that rigorous, ESG-integrated analysis coupled with deep shareholder engagement can deliver strong long-term results for our clients. To us, understanding secular environmental and social trends is tantamount to good investing. Intellectual capital built throughout our 30-year Global Equity ESG track record, constructive shareholder engagement approach, and award-winning research will continue to provide us insights not commonly found in the investment community.
Four Decades of ESG Leadership
Drawing on the intellectual capital built over the past 40 years, Rockefeller Asset Management offers our investment solutions integrating ESG research and a constructive engagement approach.
Research
Rockefeller’s Proprietary Materiality Map identifies ESG issues that are material to the risk and return profile of companies across 77 Sustainable Industry Classification System (SICS®) industries. It serves as the foundation for our research and engagement process. In the years ahead, we believe that investors will increasingly differentiate between ESG Improvers and ESG Leaders, and that the former may offer greater potential for generating alpha over the long run.
Engagement
Thought Leadership
Features
Constructive Engagement Series: Shenzhou International Group Company Action
Following Rockefeller Asset Management's suggestion, Shenzhou International Group appointed one woman and two Independent Non-Executive Directors (INEDs) to their board.
4.5 Degrees of Separation
In this quarter’s issue of Global Foresight, David Harris discusses three converging global trends - aging demographics, reducing greenhouse gas emissions, and adapting to a changing climate - that pose real societal challenges and should create attractive investment opportunities.
Exploring Climate Change, Ocean Health, and Investment Opportunities: Virtual Roundtable Replay
On June 8, 2021, Rockefeller Asset Management hosted a virtual roundtable event "Exploring Climate Change, Ocean Health, and Investment Opportunities" featuring David Rockefeller Jr., Mark Spalding, and Casey Clark. View the replay here.
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Portfolio Managers & Business Leadership
DAVID P. HARRIS, CFA®
Chief Investment Officer and President of Rockefeller Asset Management
CASEY C. CLARK, CFA®
Global Head of ESG Investments and Portfolio Manager
NANCY M. FINK
Senior Portfolio Manager
ANDREW M. KELLO
Head of Fixed Income and Portfolio Manager
CRAIG LEOPOLD, CFA®
Portfolio Manager
ROLANDO MORILLO
Portfolio Manager
MIA OVERALL
Director of Shareholder Engagement
DAN ROSENTHAL
VantageRock Co-Founder & Head of Research
MICHAEL SEO, CFA®
Portfolio Manager
AVERY SHEFFIELD
VantageRock Co-Founder & CIO, Senior Portfolio Manager
ALBERT P. SINDALL III, CFA®
Portfolio Manager
ERIC KONIGSBERG
Chief Operating Officer
LAURA K. ESPOSITO
Head of Institutional & Intermediary Distribution
JOHN "CHIP" MONTGOMERY
Head of Business Strategy and Corporate Development
