Rockefeller Asset Management

Focused on Alpha and Outcomes

WHO WE ARE

Rockefeller Asset Management offers active equity and fixed income strategies across fundamental, systematic, and thematic approaches that seek outperformance over multiple market cycles, driven by a disciplined investment process and a highly collaborative team culture.

A history of forward thinking

1st

Track record of innovation that puts investors and their performance first

30-years of intellectual capital built from pioneering global equity investing and ESG-integrated research

40-years of effective shareholder engagement that seeks to create value and catalyze positive change

Rockefeller Asset Management has the power to convene global networks, generating insights and outcomes not commonly found in the investment community.

What’s New

ESG Improvers: An Alpha-Enhancing Factor
Institutional Investors and Financial Professionals: Learn More →

Rockefeller Climate Solutions Strategy

VantageRock Capital

Bloomberg Rockefeller Multi-Factor ESG Improvers Index (BRAMUT)

Investment Capabilities

Distinctive active equity, fixed income and multi-asset class capabilities for fundamental, systematic and thematic allocations

Firm Assets Under Management: $12.5B as of 9/30/21

FUNDAMENTAL

SYSTEMATIC

THEMATIC

EQUITY

ALTERNATIVES

FIXED INCOME

Global
U.S.
Non-U.S.
U.S. Small Cap
U.S. SMID Cap

Long-Short Equity

Taxable
Tax-Exempt

Bloomberg Rockefeller Multi-Factor
ESG Improvers Index

Climate Solutions
Ocean Engagement

MULTI-ASSET

Learn More

U.S. Investors

Non-U.S. Investors

Sustainable Investing

The Rockefeller heritage in sustainable and impact investing dates back to the 1970s, when the family office began public and private investment programs that incorporated environmental social values into the investment process.

Today, we believe that rigorous, ESG-integrated analysis coupled with deep shareholder engagement can deliver strong long-term results for our clients. To us, understanding secular environmental and social trends is tantamount to good investing. Intellectual capital built throughout our 30-year Global Equity ESG track record, constructive shareholder engagement approach, and award-winning research will continue to provide us insights not commonly found in the investment community.

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Four Decades of ESG Leadership

Drawing on the intellectual capital built over the past 40 years, Rockefeller Asset Management offers our investment solutions integrating ESG research and a constructive engagement approach.

Research

Rockefeller’s Proprietary Materiality Map identifies ESG issues that are material to the risk and return profile of companies across 77 Sustainable Industry Classification System (SICS®) industries. It serves as the foundation for our research and engagement process. In the years ahead, we believe that investors will increasingly differentiate between ESG Improvers and ESG Leaders, and that the former may offer greater potential for generating alpha over the long run.

ESG Improvers: An Alpha Enhancing Factor

Engagement

Thought Leadership

Features

Engaging Ideas: Utilities Sector - Unlocking the Vast Potential of an Increasingly Electrified World

In the latest edition of our “Engaging Ideas” commentary series, Jose Garza, Senior Equity Analyst – Thematic Investments, provides his views on the utilities sector, which may be a source of compelling investment opportunities as the world shifts toward clean electrification.

Rockefeller Asset Management

Research

Engagement

Thought Leadership

DAVID P. HARRIS, CFA®

CASEY C. CLARK, CFA®

CHARLES DYREYES, CFA®

NANCY M. FINK

ANDREW M. KELLO

CRAIG LEOPOLD, CFA®

ROLANDO MORILLO

MIA OVERALL

DAN ROSENTHAL

MICHAEL SEO, CFA®

AVERY SHEFFIELD

ALBERT P. SINDALL III, CFA®

SHERYL TIERNEY, CFA®

ERIC KONIGSBERG

LAURA K. ESPOSITO

JOHN "CHIP" MONTGOMERY