Climate Change: The Mega Trend Reshaping Economies and Markets  – Climate change is transforming economies and markets. Learn more

Rockefeller Asset Management

Focused on Alpha and Outcomes

WHO WE ARE

Rockefeller Asset Management offers active equity and fixed income strategies across fundamental, systematic, and thematic approaches that seek outperformance over multiple market cycles, driven by a disciplined investment process and a highly collaborative team culture.
A history of forward thinking
1st
Track record of innovation that puts investors and their performance first
30
30-years of intellectual capital built from pioneering global equity investing and ESG-integrated research
40
40-years of effective shareholder engagement that seeks to create value and catalyze positive change
Rockefeller Asset Management has the power to convene global networks, generating insights and outcomes not commonly found in the investment community.

What’s New

Rockefeller Climate Solutions Strategy

VantageRock Capital

Bloomberg Rockefeller Multi-Factor ESG Improvers Index (BRAMUT)

Investment Capabilities
Distinctive active equity, fixed income and multi-asset class capabilities for fundamental, systematic and thematic allocations

Firm Assets Under Management: $12.5B as of 9/30/21
FUNDAMENTAL
SYSTEMATIC
THEMATIC
EQUITY
ALTERNATIVES
FIXED INCOME
Global
U.S.
Non-U.S.
U.S. Small Cap
U.S. SMID Cap
Long-Short Equity
Taxable
Tax-Exempt
Bloomberg Rockefeller Multi-Factor
ESG Improvers Index

Climate Solutions
Ocean Engagement

MULTI-ASSET
Sustainable Investing
The Rockefeller heritage in sustainable and impact investing dates back to the 1970s, when the family office began public and private investment programs that incorporated environmental social values into the investment process.
Today, we believe that rigorous, ESG-integrated analysis coupled with deep shareholder engagement can deliver strong long-term results for our clients. To us, understanding secular environmental and social trends is tantamount to good investing. Intellectual capital built throughout our 30-year Global Equity ESG track record, constructive shareholder engagement approach, and award-winning research will continue to provide us insights not commonly found in the investment community.
      ;  
Four Decades of ESG Leadership
Drawing on the intellectual capital built over the past 40 years, Rockefeller Asset Management offers our investment solutions integrating ESG research and a constructive engagement approach.
Research

Rockefeller’s Proprietary Materiality Map identifies ESG issues that are material to the risk and return profile of companies across 77 Sustainable Industry Classification System (SICS®) industries. It serves as the foundation for our research and engagement process. In the years ahead, we believe that investors will increasingly differentiate between ESG Improvers and ESG Leaders, and that the former may offer greater potential for generating alpha over the long run.

Thought Leadership
RAM Research

Features

Engaging Ideas:  Utilities Sector - Unlocking the Vast Potential of an Increasingly Electrified World
Engaging Ideas: Utilities Sector - Unlocking the Vast Potential of an Increasingly Electrified World
In the latest edition of our “Engaging Ideas” commentary series, Jose Garza, Senior Equity Analyst – Thematic Investments, provides his views on the utilities sector, which may be a source of compelling investment opportunities as the world shifts toward clean electrification.
Constructive Engagement Series: Campaign to Protect Privacy and Secure Sensitive Data
Constructive Engagement Series: Campaign to Protect Privacy and Secure Sensitive Data
Our “Engagement to Protect Privacy and Secure Sensitive Data” campaign targeted portfolio companies where privacy and data security were identified as material ESG issues and where our research identified gaps in performance or disclosure compared to best practice.
Equity Duration: When Stocks Act Like Bonds
Equity Duration: When Stocks Act Like Bonds
In this edition of Global Foresight, we examine today’s unprecedented negative real interest rates, which have led to some sharp distortions in equity prices.
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Portfolio Managers & Business Leadership

DAVID P. HARRIS, CFA®

Chief Investment Officer and President of Rockefeller Asset Management

CASEY C. CLARK, CFA®

Deputy Chief Investment Officer and Global Head of ESG Investments, Rockefeller Asset Management

CHARLES DYREYES, CFA®

Director of Research

NANCY M. FINK

Senior Portfolio Manager

ANDREW M. KELLO

Head of Fixed Income and Portfolio Manager

CRAIG LEOPOLD, CFA®

Portfolio Manager

ROLANDO MORILLO

Portfolio Manager

MIA OVERALL

Director of Shareholder Engagement

DAN ROSENTHAL

VantageRock Co-Founder & Head of Research

MICHAEL SEO, CFA®

Portfolio Manager

AVERY SHEFFIELD

VantageRock Co-Founder & CIO, Senior Portfolio Manager

ALBERT P. SINDALL III, CFA®

Portfolio Manager

SHERYL TIERNEY, CFA®

Director of ESG Integration

ERIC KONIGSBERG

Chief Operating Officer

LAURA K. ESPOSITO

Head of Institutional & Intermediary Distribution

JOHN "CHIP" MONTGOMERY

President, Rockefeller Asset Management International