“We launched our strategic advisory business to support the needs of our clients and their families around capital changes, whether that meant raising capital or selling a business. But it quickly became clear that the level of expertise, attention, and access we can provide our clients is market-leading.”

R. Mitchell Theiss, President, Rockefeller Strategic Advisory

Rockefeller Capital Management provides strategic advice to ultra-high-net-worth families, family offices, individuals, and corporations. Families that own businesses, or are interested in purchasing a business, can come to Rockefeller Capital Management for thoughtful, tailored advice on whether to sell a business, sell a portion of a business, purchase a business, or grow an existing business.

Rockefeller Capital Management also works with corporations seeking customized, innovative solutions and independent advice on strategic transactions. Our focus is to deliver exceptional results for our clients through flawless execution and to help clients achieve their strategic goals.

Rockefeller Capital Management provides securities activities and services through Rockefeller Financial LLC, its registered broker-dealer, member FINRA, SIPC.

Differentiated, independent advice for entrepreneurs and business owners

Execution across private and public companies owned or operated by our clients

Mergers, acquisitions, divestitures, capital raises

Real estate advisory

Sports franchise advisory

Leadership

R. MITCHELL THEISS

Executive Chairman, Strategic Advisory

RICHARD W. GINN

Managing Director, Strategic Advisory

JOHN SHELDON

Managing Director, Strategic Advisory

JIM RATIGAN

President, Strategic Advisory

BRIAN LESSIG

Managing Director, Strategic Advisory

SHARATH SHETTY

Managing Director, Strategic Advisory

JOHN BERNBACH

Senior Advisor

MARK PATTERSON

Senior Advisor

PAUL M. WETZEL

Senior Advisor

SAMUEL R. CHAPIN

Senior Advisor

EMILIANO ROMAN

Managing Director, Strategic Advisory

Our Complementary Lines of Business

We believe a legacy isn’t left, but lived.

We’re inspired that you’re here.

GREGORY J. FLEMING

GREGORY J. FLEMING

President & Chief Executive Officer

Gregory J. Fleming is the Chief Executive Officer of Rockefeller Capital Management, a role he has held since the firm, formerly known as Rockefeller & Co., launched in March 2018. He is also a member of the Board of Directors.

Prior to leading Rockefeller Capital Management, Greg was the President of Morgan Stanley Wealth Management and Morgan Stanley Investment Management. Before joining Morgan Stanley in 2010, he served as President and Chief Operating Officer of Merrill Lynch, from 2007 to 2009, and previously ran Merrill Lynch’s Global Investment Banking business. Greg joined Merrill Lynch as an investment banker in 1992. He had also been a principal at Booz Allen Hamilton.

He is a former director of Colgate University, a member of the Board of Advisors for the Yale Law School Center for the Study of Corporate Law, a member of the Council on Foreign Relations, a member of the Economic Club of New York and a trustee at Deerfield Academy. He also serves as an Advisory Director on the board of the Miami Marlins, a Resource Council member of the Turn 2 Foundation and serves on the Advisory Board of COVR, an innovative financial services startup.

Greg is a Phi Beta Kappa, summa cum laude graduate of Colgate University with a bachelor’s degree in Economics. He received his J.D. from Yale Law School.

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