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RSA Family Wealth

Welcome to the Rockefeller Global Family Office

At RSA Family Wealth, our mission is to serve you and your family. We are confidantes, counselors and navigators, dedicated to managing the complexities of family and wealth.

Located in Dallas, RSA Family Wealth provides wealth management and advisory services to clients as trusted fiduciary advisors.

Our planning-based approach and open-architecture platform are designed to provide our clients with expert, unbiased counsel and strategies tailored to their families’ evolving needs and goals.

Our standards for our services are the same standards established by the Rockefeller family legacy and the guardians who have so skillfully helped it thrive throughout seven generations and counting. The trends they have weathered, the familial bonds they have bolstered, and the positive impact they have had on society are our benchmark.

We’re inspired that you’re here.

RSA Family Wealth

(972) 761-5045

300 Crescent Court
Suite 1450
Dallas, TX 75201

“We are founded on the idea that families and wealth are complex, nuanced, and deeply personal. And deserving of a team and strategies that uniquely match their journeys and their needs.”

Christopher Dupuy, Co-President, Rockefeller Global Family Office

Jimmy C. Chang CFA®

Chief Investment Officer, Rockefeller Global Family Office

Chloe Duanshi CFA®

Head of Investment Strategies, Rockefeller Global Family Office

Jackie Klaber

Head of Opportunistic Investing
Biography +

At RSA Family Wealth, our mission is to serve you and your family. We are confidantes, counselors, and navigators, dedicated to managing the complexities of family and wealth.

NEIL D. RUBINSTEIN

Managing Director
Private Wealth Advisor
NRubinstein@rockco.com
972-761-5040

MICHAEL BUSS

Associate Vice President
Private Wealth Advisor
MBuss@rockco.com
972-761-5044

J.D. SANDFORT

Managing Director
Private Wealth Advisor
JSandfort@rockco.com
972-761-5041

ROBYN PETTY-GREER

Associate Vice President
RPetty-Greer@rockco.com
972-761-5045

RYAN BARCENA

Vice President
Private Wealth Advisor
RBarcena@rockco.com
972-761-5043

RACHEL ESQUIVEL

Client Associate
REsquivel@rockco.com
972-761-5047

ANNA GORMAN

Vice President
Private Wealth Advisor
AGorman@rockco.com
972-761-5042

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A leading private wealth practice...
Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax, & Legal Advisor Coordination

We work with your CPA to manage your investments in a tax-efficient manner and coordinate with your attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

merged with holistic advisory and family office services.
The Rockefeller difference is our combination of holistic and specialized services, designed to complement customized wealth planning and advisory.
  • Financial Accounting & Bookkeeping
  • Trust & Estate Planning
  • Tax Efficient Planning & Preparation
  • Family Legacy & Governance Advisory
  • Bill payment
  • Philanthropic advisory
  • Human Resources Services
  • Cash flow and liquidity planning
  • Next Gen Financial Education

Rockefeller Capital Management provides strategic advice to ultra-high-net worth families, family offices, individuals and corporations. Families that own businesses or are interested in purchasing a business can come to Rockefeller Capital Management for thoughtful, tailored advice on whether to sell a business, sell a portion of a business, purchase a business or grow an existing business.

Rockefeller Capital Management also works with corporations seeking customized, innovative solutions and independent advice on strategic transactions. Our focus is to deliver exceptional results for our clients through flawless execution and to help clients achieve their strategic goals.

Rockefeller Capital Management provides securities activities and services through Rockefeller Financial LLC, its registered broker-dealer, member FINRA, SIPC.

  • Differentiated, independent advice for entrepreneurs and business owners
  • Execution across private and public companies owned or operated by our clients
  • Mergers, acquisitions, divestitures, capital raises
  • Real estate advisory
  • Sports franchise advisory

Rockefeller Asset Management offers equity and fixed income strategies across active, multi-factor passive, and thematic approaches that seek outperformance over multiple market cycles, driven by a disciplined investment process and a highly collaborative team culture. Drawing on the intellectual capital built over the past 40 years, Rockefeller Asset Management offers investment solutions integrating ESG research and a constructive engagement approach.

Equity Strategies
  • We offer global, U.S., and non-U.S., thematic dedicated environmental, social and governance (“ESG”) equity strategies for institutions and individuals. A core differentiator of Rockefeller’s approach is our well established practice of constructively engaging shareholders in a way that drives long-term value creation across portfolios and improves ESG standards globally.
Fixed Income Strategies
  • We offer a range of tax-exempt and taxable fixed income strategies, serving high-net worth and family office clients. Our fixed income investment process employs an analysis of macro-economic conditions complemented by fundamental credit research set within a sophisticated risk management and portfolio construction framework.

We are pleased to offer our clients and their families special access and privileges through a handful of thoughtfully vetted and selected partners – each preeminent providers in their respective fields – providing highly personalized support on how to simplify, navigate, and elevate modern life.

Private Aviation
• A unique private aviation platform designed exclusively for Rockefeller Capital Management Clients

Private Health Advisory
• Proactive health and wellness support, travel/emergency contingency 24/7 and complete management of any health concern.

Personal Security
• A total security solution tailored to each client and location, assessing their needs and goals.

Emergency Travel Services
• The world's leading organization providing medical, security, evacuation, travel risk and crisis management services.

Art Advisory
• With access to specialists in art and collectibles globally, experts will provide guidance through the sales and acquisition process.

Next Gen Advisory
• Career and life coaching for emerging professionals, as well as health and wellness resources for young adults.

Elder Care
• A unique benefit that can help with everything related to aging, elder care or special needs.

Virtual Specialty Care
• A virtual specialty care platform that leverages sophisticated technology to curate access to a network of leading doctors across 48 US hospitals for expert insights on specific health concerns.

Once in a Lifetime Experiences
• Almost any “bucket list” wish can be fulfilled for Rockefeller clients with VIP-savvy concierge experts who can pave the way to once-in-a-lifetime experiences, whether meeting global stars, participating in iconic events, or realizing other long-held dreams.

Unique Travel Experiences
• A leading travel concierge service that offers exclusive planning and booking for Rockefeller clients seeking unforgettable vacations. Clients have access at member-only rates to unique settings and destinations with family privileges.

Purpose-Driven Wine Platform
• A leading wine-appreciation platform offering a single source for Rockefeller clients interested in fine wines, insider offers and access to unique experiences. Clients can obtain allocated, reserve, library and collector-level wines. Through the Rockefeller Live Well Do Good Membership Program, a portion of profits go to support The Ocean Foundation.

Cyber Security
• An exclusive boutique company with a proven history of providing elite cyber-protection services for all digital security needs of individuals and their families to eliminate the risk of cyberattacks.

Our Ideas
Policy Risks Galore
Policy Risks Galore
No more financial sedatives; bye-bye, TINA
Everest is Not the Tallest Mountain
Everest is Not the Tallest Mountain
Each economic cycle has its own unique characteristics that make forecasting and market timing so difficult. In this quarter’s edition of Global Foresight, we examine why investors should rethink how they measure inflation and economic growth. The issue also explores some of the more forward-looking indicators that should become increasingly utilized by investors to monitor the health and prospects of the economy.
The Big Heist
The Big Heist
Crypto woes; a black swan fait accompli
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NEIL D. RUBINSTEIN

NEIL D. RUBINSTEIN

Managing Director, Private Wealth Advisor

 

Neil is a founding partner of RSA Family Wealth and joined Rockefeller Capital Management in June 2019. He is dedicated to providing financial planning, investment management, and wealth structuring services to successful families in North Texas and across the United States. Along with all members of RSA Family Wealth, Neil is committed to delivering a high-touch, professional service and enjoys working with great families every day.

Neil has more than twenty-five years of experience in the field of finance. He obtained his MPA, Master in Professional Accounting, from The University of Texas at Austin and also his undergraduate degree in accounting from the University Texas at Austin. Neil began his career in public accounting as a C.P.A. with PricewaterhouseCoopers. Neil was named to Forbes “Best-in-State Wealth Advisors” list in 2018 and 2019.

Neil is a Certified Investment Management Analyst® (CIMA), awarded by the Investments & Wealth Institute™ (formerly Investment Management Consultants Association) through the Wharton School of Business.

Neil and his family reside in Plano, Texas. Neil and his wife, Dafna, are involved in the community, both serving on community Boards of Directors and committees. He is a graduate of Leadership Plano and a Past President of the Board of both Congregation Anshai Torah and Yavneh Academy of Dallas. Neil currently serves on the board of Akiba/Yavneh Academy of Dallas.

Both Neil and his family enjoy staying active and spending time in Breckenridge, CO skiing in the winter and hiking in the summer.

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J.D. SANDFORT

J.D. SANDFORT

Managing Director, Private Wealth Advisor

 

J. D. is a founding partner of RSA Family Wealth and joined Rockefeller Capital  Management in June 2019. He is dedicated to providing financial planning,  investment management, and wealth structuring services to our clients. J. D. has  more than thirty years of experience in the field of finance. He obtained his MBA in  finance and economics from Northwestern University’s Kellogg Graduate School of  Management. He has an undergraduate degree in accounting from the University  of Illinois and began his career in public accounting practice with  PricewaterhouseCoopers. J. D. was named to Forbes “Best-in-State Wealth Advisors” list in 2018 and 2019.1

J. D. is a Chartered Financial Analyst® (CFA) Charterholder. According to The  Economist: “The Chartered Financial Analyst (CFA) designation has become the  gold standard of professional credentials within the global investment  community.” J. D. is also a Certified Financial Planner® (CFP®), and a non-practicing Certified Public  Accountant (CPA).

J. D. and his wife reside in Dallas.  They have two adult children, who live in Colorado.  As a result, they purchased a second home in Colorado to spend more time with their family.

J. D. and his wife are a “Big Couple” in the Big  Brothers Big Sisters program and enjoy activities with their twelve-year-old  “Little Brother.” J. D. serves on the Advisory Board of the Perot Museum of Nature  and Science in Dallas and also enjoys serving on the Board of Trustees for Blackburn College in his hometown  of Carlinville, Illinois.

J. D. began running at the age of forty and has run more than forty marathons or half-marathons. His training partners are his dogs, Lacy and Jimmy.

1 Source: Forbes “Best-in-State Wealth Advisors” list, 2018 and 2019. For more information about the selection criteria, go to http://details-he.re/UbRCGT. Forbes is a trademark of Forbes Media LLC. All rights  reserved. These rankings and ratings are not representative nor indicative of any one client’s experience, future performance, or investment outcome.

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RYAN BARCENA

RYAN BARCENA

Vice President, Private Wealth Advisor

 

Ryan Barcena is a Vice President, Private Wealth Advisor at Rockefeller Capital Management.  Prior to joining Rockefeller, Ryan was partner of the RSA Group at Merrill Lynch, where he began his career as a financial advisor in 2011.

Ryan and his team work closely to consult and advise private business owners to develop customized solutions for both their personal and business needs.  Ryan also works with successful families and professionals and provides investment management, risk management and generational wealth planning strategies.

He received his MBA from Texas Tech University and a Bachelor’s in Business Administration in Management from Lubbock Christian University. Ryan holds the Certified Plan Fiduciary Advisor (CPFA) credential, which demonstrates industry knowledge and expertise to act as a plan fiduciary for corporate retirement plans.

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ANNA GORMAN

ANNA GORMAN

Vice President, Private Wealth Advisor

 

Anna began her career in private wealth management in 2011 with Merrill Lynch where she served as an Assistant Vice President before joining Rockefeller Capital Management in 2019.  She focuses on developing customized financial planning strategies for clients and analyzing investment opportunities.

Anna received the CERTIFIED FINANCIAL PLANNER™ (CFP®) certification in 2018 and holds the Chartered Retirement Planning Counselor℠ (CRPC®) designation. She attended Pepperdine University where she earned an MBA with a finance concentration and a bachelor’s degree in business administration.

Anna grew up in Plano and currently resides in the Lakewood area of Dallas. She volunteers with the Junior League of Dallas and most recently served on their Research and Development team.  Anna enjoys walking around White Rock Lake with her Great Dane, attending Mavericks and Cowboys games, and spending time with family.

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MICHAEL BUSS

MICHAEL BUSS

Associate Vice President

Private Wealth Advisor 

 

Prior to joining Rockefeller Capital Management, Michael began his financial services career in 2016. He spent the previous two years working in political fundraising and the tech industry. Michael’s focus within RSA Family Wealth concentrates on providing clients with customized financial planning that is tailored to each client’s unique goals and objectives.

Michael was raised in North Texas and attended Jesuit College Preparatory School of Dallas. He attended the George Washington University in Washington, D. C., where he graduated with a Bachelor of Business Administration.

In his free time, Michael serves on the Board of Trustees for DIFFA/Dallas, one of the country’s largest supporters of direct care treatment for people living with HIV/AIDS. He previously served as Chair of the Contemporaries, the young professional’s group of Dallas Contemporary and volunteers regularly at the Resource Center, the primary LGBTQ and HIV/AIDS service organization in North Texas.

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ROBYN PETTY-GREER

ROBYN PETTY-GREER

Associate Vice President

 

Robyn has over twenty-five years of experience in the financial industry. She joined Merrill Lynch in 2000 where she spent nineteen years servicing high net worth clientele. She received several accolades and awards during her career at Merrill Lynch. Robyn joined Rockefeller Capital Management in 2019 as a Senior Client Associate with the RSA Family Wealth Group.

Robyn is a Dallas native and attended The University of Texas at Arlington where she majored in Finance. Robyn attained her Series 7 and Series 66 securities license designations.

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RACHEL ESQUIVEL

RACHEL ESQUIVEL

Client Associate

 

Rachel serves as a client associate for RSA Family Wealth. She joined Rockefeller Capital Management in June 2019.

Rachel graduated from Texas Woman’s University in 2012 with a Bachelors in Science.

Rachel was previously employed at The Ritz Carlton in Dallas, where she credits her ability to customize service and tailor her skills to meet the specific needs of any individual.

Rachel volunteers at Dallas Animal Services and has a passion for rescuing animals in need. She hopes one day to have a rescue group of her own.

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JACKIE KLABER

JACKIE KLABER

Head of Opportunistic Investing 

 

Jackie C. Klaber is a Managing Director and the Head of Opportunistic Investing at Rockefeller Capital Management. She is a member of the Management Committee, the New Products Committee, the Manager Selection Committee, and the Rockefeller Capital NextGen Leadership Council. Jackie is responsible for sourcing and structuring differentiated alternative investment opportunities for the firm’s clients.

Jackie previously worked at Goldman Sachs & Co. in the Alternative Investments & Manager Selection division, where she was responsible for sourcing and diligencing a range of alternative investments over time, including in hedge funds, private equity, and credit. Jackie also served as a Business Unit Manager and as a Member of the Data Science Committee.

From 2012-2014, Jackie worked at Citigroup with the management team of the Investment Banking division. Prior to these roles, she graduated from Yale Law School / Yale School of Management, where she completed a J.D./M.B.A. and served as an editor of The Yale Law Journal. She has experience at the U.S. Department of the Treasury, Covington & Burling LLP, and the Yale Investments Office.

Jackie received a bachelor’s degree from Yale College and a master’s degree from Columbia University. She is a member of the New York State Bar Association and the Brookings Council as well as a Term Member at the Council on Foreign Relations. She serves on the Board of the Yale Law School Fund.

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CHLOE DUANSHI, CFA®

CHLOE DUANSHI, CFA®

Head of Investment Strategies, Rockefeller Global Family Office

 

Chloe Duanshi is a Managing Director and the Head of Investment Strategies of the Rockefeller Global Family Office. She is a member of the firm’s Management Committee.

As the Head of Investment Strategies, Chloe is responsible for developing broad capital market outlook across asset classes as well as designing strategic and tactical asset allocation guidance for the Rockefeller Global Family Office. Chloe is also focused on working with clients to construct bespoke, institutional-caliber portfolios with traditional and alternative investment solutions, utilizing proprietary portfolio construction techniques that seek to identify and capture a diversified collection of unique, fundamental return drivers.

Before joining Rockefeller, Chloe was a cross-asset strategist at Morgan Stanley, where she specialized in asset allocation and portfolio construction for ultra-high net worth individuals, single family offices, endowments, and foundations. Prior to that, Chloe spent a number of years at BNP Paribas in equities and commodities derivatives.

Chloe received her B.S. degree, magna cum laude, from the Sibley School of Mechanical & Aerospace Engineering at Cornell University and M.A. degree in Mathematics from Columbia University. Chloe is a CFA® charterholder.

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JIMMY C. CHANG, CFA®

JIMMY C. CHANG, CFA®

Chief Investment Officer, Rockefeller Global Family Office 

 

Jimmy C. Chang, CFA®, is the Chief Investment Officer of the Rockefeller Global Family Office. He is a member of the firm’s Management Committee and is a Chartered Financial Analyst®.

Jimmy has spent more than 18 years with Rockefeller. Prior to becoming the Chief Investment Officer in 2020, Jimmy was the Chief Investment Strategist and a Senior Portfolio Manager at Rockefeller Asset Management, where he co-managed several equity strategies and had oversight of the Fixed Income group.

Before joining Rockefeller in 2004, Jimmy was a Senior Vice President, Chief Technology Strategist, and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at International Business Machines Corporation (IBM) from 1985 to 1994, where he was responsible for client relationship management, business volume, and profit attainments at major international financial services and banking accounts.

Jimmy earned an M.B.A. in Finance/International Business from New York University and a B.S. (summa cum laude) in Electrical Engineering from The Cooper Union.

He is a member of the Tau Beta Pi National Engineering Honor Society. He serves on the Investment Committee of the Foundation for Contemporary Art.

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