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Welcome to tailored opportunities for multi-generational family wealth. Welcome to the home of active, bespoke service and profound peace of mind.

We draw on the standards established by the Rockefeller Family and those who have helped it prosper throughout seven generations and counting. Since 1980, the family office has served new clients seeking a broad range of family office and trustee services. With offices from coast to coast, we thrive as the integrated family office for high net worth families.

Our vision is to be trusted advisors in navigating the complexities of families and wealth. We enable you to focus on your passions while we seek to ensure that your financial objectives are fulfilled. We are dedicated to tailoring our services around you and your dynamic family needs – from day-to-day living to multi-generational wealth and tax planning.

We aspire to redefine and elevate the financial services experience through our dedication to excellence in all that we do. We leverage our heritage, client-centric culture and wide-ranging resources to offer a business model designed to align with the varied needs of our clients, emphasizing the aspects that are especially important to you.

Rockefeller Family Office – Saratoga Springs
(518) 886-3445
18 Division Street
Suite 308 & 410
Saratoga Springs, NY 12866
“We are a global family office that has served the Rockefeller family since 1882, and the story of the first family in family wealth is our blueprint.”

Timothy D. O’Hara, President, Family Office

“When people ask me why I think the family has succeeded, I say that the family has chosen high-level advisors whom they totally trust, who are not just yes-men and -women but people who give their honest opinions.”

David Rockefeller, Jr.

TIMOTHY D. O’HARA

President of the Family Office, MD
tohara@rockco.com
(212) 549-5360

TIMOTHY SMITH

Head of Operations, Family Office, MD
tsmith@rockco.com
(518) 886-3458
Biography +

BRIAN CUNEO

Sr. Client Advisor, MD
bcuneo@rockco.com
(518) 886-3450
Biography +

ELAINE POWELL

Sr. Client Advisor, MD
epowell@rockco.com
(518) 886-3455

KEITH BERNARD

Client Advisor, SVP
kbernard@rockco.com
(518) 886-3463

CARISSA MORGANSTEIN

Client Advisor, SVP
cmorganstein@rockco.com
(518) 886-3466

DAVID O'LEARY

Head of Insu. & Annuities, SVP
doleary@rockco.com
(518) 886-3469

LENA GEARY

Site Manager, AVP
lgeary@rockco.com
(518) 886-3459

STEVEN CELESTE

Sr. Client Associate, AVP
sceleste@rockco.com
(518) 886-3452

KEVEN DONOHUE

Sr. Client Associate, AVP
kdonohue@rockco.com
(518) 886-3487

JASON MCMILLEN

Sr. Client Associate, AVP
jmcmillen@rockco.com
(518) 886-3488

JOSH MURRAY

Sr. Client Associate, AVP
jmurray@rockco.com
(857) 504-8688

NICHOLAS PETERS

Sr. Client Associate, AVP
npeters@rockco.com
(518) 886-3453

JAMES QUINN

Sr. Client Associate, AVP
jquinn@rockco.com
(518) 886-3467

KELLYANN RISLER

Sr. Client Associate, AVP
krisler@rockco.com
(518) 886-3461

MATTHEW GALLUP

Client Associate
mgallup@rockco.com
(518) 886-3446

SHERRI HARRIS

Client Service Associate
sharris@rockco.com
(518) 886-3460

SARAH STOLZ

Client Service Associate
sstolz@rockco.com
(518) 886-3462

CHRISSY HUSVAR

Client Accountant, AVP
chusvar@rockco.com
(518) 886-3490

KEELYE ST. JOHN

Client Accountant, AVP
kst.john@rockco.com
(518) 886-3448

CRYSTAL ELLIS

Personal Account Associate
cellis@rockco.com
(518) 886-3494

DODIE JOHNSTON

Personal Account Associate
djohnston@rockco.com
(518) 886-3454

LEEANNE MORREALE

Personal Account Associate
lmorreale@rockco.com
(518) 886-3457

NANCY ROUSE

Sr. Administrative Assistant
nrouse@rockco.com
(518) 886-3489

KRISTINE STEIMLE

Sr. Administrative Assistant
ksteimle@rockco.com
(518) 886-3451

SHAWNTEL WOOD

Sr. Administrative Assistant
swood@rockco.com
(518) 886-3464

Our commitment to bringing expertise from multiple viewpoints is brought to the forefront when collaborating with the following individuals. The Rockefeller difference is the expertise we can bring to all aspects of your life.

TIMOTHY D. O’HARA

President of the Family Office, MD
tohara@rockco.com
(212) 549-5360

CANDICE DIAL

Director of ESG Investments, SVP
cdial@rockco.com
(212) 549-5107
Biography +

CHLOE DUANSHI

Head of Quantitative Research & Portfolio Construction, SVP
cduanshi@rockco.com
(212) 549-5374
Biography +

HEATHER FLANAGAN

Head of Trust, Fiduciary & Client Accounting Services
hflanagan@rockco.com
(484) 209-2034

ELIZABETH P. MUNSON

Chair, Rockefeller Trust Company NA and Delaware
emunson@rockco.com
(212) 549-5400

JOSEPH ROBERTS

Sr. Wealth Strategist, SVP
jroberts@rockco.com
(484) 209-2043

TIMOTHY SMITH

Head of Operations, Family Office, MD
tsmith@rockco.com
(518) 886-3458
Biography +

MITCH THEISS

President, Strategic Advisory, MD
mtheiss@rockco.com
(212) 549-5309

BARRY WINTNER

Head of Manager Selection, MD
bwintner@rockco.com
(212) 549-5287

GRACE YOON

Head of Client Development & Strategic Partnerships
gyoon@rockco.com
(212) 549-5392
Biography +
A leading private wealth practice…
Customized Investment Strategy Design
We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.
Portfolio Management & Optimization
We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.
Investment, Tax & Legal Advisor Coordination
We work with your Tax Advisor to manage your investments in a tax-efficient manner and coordinate with your Attorneys to help plan your estate, structure business transactions, and manage charitable donations.
Risk Management
We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.
Cash Management, Optimization, & Access
We handle all cash activity and cash equivalents including loans, banking products, and mortgages.
Ongoing Monitoring & Performance Analytics
We provide you with a high level of transparency through advanced analytics and regular meetings with our team.
merged with holistic advisory and family office services.
The Rockefeller difference is our combination of holistic and specialized services, designed to complement customized wealth planning and advisory.
family office
  • Financial Accounting & Bookkeeping
  • Trust & Estate Planning
  • Tax Efficient Planning & Preparation
  • Family Legacy & Governance Advisory
  • Bill payment
  • Philanthropy advisory
  • Human Resources Services
  • Cash flow and liquidity planning
  • Next Gen Financial Education
  • Aggregated Reporting
strategic advisory

Rockefeller Capital Management provides strategic advice to ultra-high-net worth families, family offices, individuals and corporations. Families that own businesses or are interested in purchasing a business can come to Rockefeller Capital Management for thoughtful, tailored advice on whether to sell a business, sell a portion of a business, purchase a business or grow an existing business.
Rockefeller Capital Management also works with corporations seeking customized, innovative solutions and independent advice on strategic transactions. Our focus is to deliver exceptional results for our clients through flawless execution and to help clients achieve their strategic goals.

Rockefeller Capital Management provides securities activities and services through Rockefeller Financial LLC, its registered broker-dealer, member FINRA, SIPC.

• Differentiated, independent advice for entrepreneurs and business owners

• Execution across private and public companies owned or operated by our clients

• Mergers, acquisitions, divestitures, capital raises

• Real estate advisory

• Sports franchise advisory

asset management

Rockefeller Asset Management serves individuals, families and institutional investors whose focus on alpha generation requires an experiences partner with a demonstrable investment history. With more than 30 years of experience in global investing, we offer Equity and Fixed Income strategies whose performance over multiple market cycles is driven by a disciplined process and our collaborative culture.

Equity Strategies

  • We offer global, U.S., and non-U.S., thematic dedicated environmental, social and governance (“ESG”) equity strategies for institutions and individuals. A core differentiator of Rockefeller’s approach is our well established practice of constructively engaging shareholders in a way that drives long-term value creation across portfolios and improves ESG standards globally.

Fixed Income Strategies

  • We offer a range of tax-exempt and taxable fixed income strategies, serving high-net worth and family office clients. Our fixed income investment process employs an analysis of macro-economic conditions complemented by fundamental credit research set within a sophisticated risk management and portfolio construction framework.
life style advisory

Through a series of curated and vetted partners, we bring our clients and their families solution for lifestyle needs from everyday to the extraordinary.

Philanthropic Advisory
• Philanthropy experts provide a functional foundation to help you build and manage your charitable program.

Private Aviation
• A unique private aviation platform designed exclusively for Rockefeller Capital Management Clients.

Concierge Healthcare
• Proactive health and wellness support, travel/emergency contingency 24/7 and complete management of any health concern.

Personal Security
• A total security solution tailored to each client and location, assessing their needs and goals.

Emergency Travel Services
• The world’s leading organization providing medical, security, evacuation, travel risk and crisis management services.

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