For current perspectives on the businesses, investors, and the financial markets click here.
VIOS ADVISORS

Welcome to the Rockefeller Global Family Office

Home

Our Team

Our Services

Contact Us

At Vios Advisors, our clients are at the heart and core of our management philosophy. It is our mission to grow and preserve our clients’ wealth for now and for future generations.

Located in New York City and Salt Lake City, our planning-based approach and open-architecture platform are designed to provide you with expert, unbiased counsel, and investment strategies to promote diversification, mitigate risk and optimize returns.

Our intellectual capital is a combination of our 75+ years industry experience, extensive resources within Rockefeller group as well as our external investment partner relationships. By combining all these assets, we have the ability to build tailored client portfolios and provide access to attractive investment opportunities.

Our standards for our services are the same values reflected in the Rockefeller Family legacy that are core to who we are. We are a premier financial advisory firm that redefines and elevates the financial services experience through client service and a commitment to excellence in all that we do.

Vios Advisors

New York – (212) 549-5488

Salt Lake City – (801) 736-9950

45 Rockefeller Plaza
Floor 5
New York, NY 10111
2603 East Parleys Way
Salt Lake City, UT 84109

“We are firm believers in the power a long-term perspective brings to bear when constructing portfolios. With this perspective, we can create and tailor customized solutions for our clients that seek to participate in capital appreciation while tempering volatility, all of which allow us to help pave the way to financial success and prosperity lasting generations.”

Michael Bapis, Managing Director and Head of Sports and Entertainment, Vios Advisors at Rockefeller Capital Management

At Vios Advisors, the client experience is the centerpiece of our model. We empower individuals, families, institutions, and corporations with the resources to help realize their aspirations and achieve their objectives.

Our team is comprised of eight members, between our New York City and Salt Lake City office locations, whom are all seasoned and respected professionals, dedicated to helping clients pursue customized strategies for structuring their wealth to achieve and preserve their financial objectives.

MICHAEL N. BAPIS

Managing Director, Private Wealth Advisor
Head of Sports & Entertainment
MBapis@rockco.com
212-549-5488
Biography +

NICK M. BAPIS

Managing Director, Private Wealth Advisor
NBapis@rockco.com
801-736-9950
Biography +

JENNIFER WOLF

Senior Vice President, Client Relationship Manager
JWolf@rockco.com
212-549-5488
Biography +

LEILA TAYLOR

Vice President, Senior Client Service Associate
LTaylor@rockco.com
801-736-9950

Biography +

CHRISTINA KLEPPER

Vice President, Marketing Associate
CKlepper@rockco.com
212-549-5488
Biography +

COLIN QUINN, CFP®

Senior Investment Associate, Associate Vice President
CJQuinn@rockco.com
212-549-5488
Biography +

JOSEPH PAUL

Associate
JPaul@rockco.com
801-736-9950

Biography +

MEGAN MACCHEYNE

Administrative Assistant
MMacCheyne@rockco.com
212-549-5488
Biography +
A leading private wealth practice…
Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax & Legal Advisor Coordination

We work with your Tax Advisor to manage your investments in a tax-efficient manner and coordinate with your Attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

Customized Investment Strategy Design

We diagnose and evaluate your financial situation and design a tailored investment strategy for you, combining long-term goals and near-term opportunities.

Portfolio Management & Optimization

We manage your complete financial ecosystem including tax & estate planning, insurance, retirement entities, and your investments.

Investment, Tax, & Legal Advisor Coordination

We work with your CPA to manage your investments in a tax-efficient manner and coordinate with your attorneys to help plan your estate, structure business transactions, and manage charitable donations.

Risk Management

We align your portfolio with your tolerance for risk and monitor your allocation for unexpected behavior in multiple market conditions.

Cash Management, Optimization, & Access

We handle all cash activity and cash equivalents including loans, banking products, and mortgages.

Ongoing Monitoring & Performance Analytics

We provide you with a high level of transparency through advanced analytics and regular meetings with our team.

merged with holistic advisory and family office services.

The Rockefeller difference is our combination of holistic and specialized services, designed to complement customized wealth planning and advisory.

• Financial Accounting & Bookkeeping

• Trust & Estate Planning

• Family Legacy & Governance Advisory

• Bill payment

• Philanthropic advisory

• Human Resources Services

• Cash flow and liquidity planning

• Bill payment

• Next Gen Financial Education

• Aggregated Reporting

Rockefeller Capital Management provides strategic advice to ultra-high-net worth families, family offices, individuals and corporations. Families that own businesses or are interested in purchasing a business can come to Rockefeller Capital Management for thoughtful, tailored advice on whether to sell a business, sell a portion of a business, purchase a business or grow an existing business.
Rockefeller Capital Management also works with corporations seeking customized, innovative solutions and independent advice on strategic transactions. Our focus is to deliver exceptional results for our clients through flawless execution and to help clients achieve their strategic goals.

Rockefeller Capital Management provides securities activities and services through Rockefeller Financial LLC, its registered broker-dealer, member FINRA, SIPC.

• Differentiated, independent advice for entrepreneurs and business owners

• Execution across private and public companies owned or operated by our clients

• Mergers, acquisitions, divestitures, capital raises

• Real estate advisory

• Sports franchise advisory

Rockefeller Asset Management serves individuals, families and institutional investors whose focus on alpha generation requires an experiences partner with a demonstrable investment history. With more than 30 years of experience in global investing, we offer Equity and Fixed Income strategies whose performance over multiple market cycles is driven by a disciplined process and our collaborative culture.

Equity Strategies

  • We offer global, U.S., and non-U.S., thematic dedicated environmental, social and governance (“ESG”) equity strategies for institutions and individuals. A core differentiator of Rockefeller’s approach is our well established practice of constructively engaging shareholders in a way that drives long-term value creation across portfolios and improves ESG standards globally.

Fixed Income Strategies

  • We offer a range of tax-exempt and taxable fixed income strategies, serving high-net worth and family office clients. Our fixed income investment process employs an analysis of macro-economic conditions complemented by fundamental credit research set within a sophisticated risk management and portfolio construction framework.

We are pleased to offer our clients and their families special access and privileges through a handful of thoughtfully vetted and selected partners – each preeminent providers in their respective fields – providing highly personalized support on how to simplify, navigate, and elevate modern life.

Private Aviation
• A unique private aviation platform designed exclusively for Rockefeller Capital Management Clients

Private Health Advisory
• Proactive health and wellness support, travel/emergency contingency 24/7 and complete management of any health concern.

Personal Security
• A total security solution tailored to each client and location, assessing their needs and goals.

Emergency Travel Services
• The world’s leading organization providing medical, security, evacuation, travel risk and crisis management services.

Art Advisory
• With access to specialists in art and collectibles globally, experts will provide guidance through the sales and acquisition process.

Next Gen Advisory
• Career and life coaching for emerging professionals, as well as health and wellness resources for young adults.

Elder Care
• A unique benefit that can help with everything related to aging, elder care or special needs.

Virtual Specialty Care
• A virtual specialty care platform that leverages sophisticated technology to curate access to a network of leading doctors across 48 US hospitals for expert insights on specific health concerns.

Once in a Lifetime Experiences
• Almost any “bucket list” wish can be fulfilled for Rockefeller clients with VIP-savvy concierge experts who can pave the way to once-in-a-lifetime experiences, whether meeting global stars, participating in iconic events, or realizing other long-held dreams.

Unique Travel Experiences
• A leading travel concierge service that offers exclusive planning and booking for Rockefeller clients seeking unforgettable vacations. Clients have access at member-only rates to unique settings and destinations with family privileges.

Purpose-Driven Wine Platform
• A leading wine-appreciation platform offering a single source for Rockefeller clients interested in fine wines, insider offers and access to unique experiences. Clients can obtain allocated, reserve, library and collector-level wines. Through the Rockefeller Live Well Do Good Membership Program, a portion of profits go to support The Ocean Foundation.

Cyber Security
• An exclusive boutique company with a proven history of providing elite cyber-protection services for all digital security needs of individuals and their families to eliminate the risk of cyberattacks.

Request an Introduction 

Please complete the form below. Fields marked with an asterisk (*) are required. You will be contacted shortly. We will not distribute any of your personal information that is submitted on our site. This includes your email address, postal address, phone number, and any other personal data.

preferred method of contact*

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

“Our fiduciary philosophy is both holistic and human. We build life-long relationships with our clients – rooted in trust, honesty, life stage and asset allocation. We understand that wealth preservation requires not only a sound financial portfolio; but the right financial vision to preserve your legacy for and charitable giving for future generations.”
Michael Bapis, Managing Director, Private Wealth Advisor
“For over 50 years, we have remained dedicated to understanding our clients goals and objectives, considering both financial and non-financial assets alike, to create a strong foundation, of trust, loyalty and companionship.”
Nick Bapis, Managing Director, Private Wealth Advisor
“You have meaningful financial goals. We will help you achieve them through our client-centric approach to financial success and prosperity, for both today and tomorrow.”
Jennifer Wolf, Senior Vice President, Client Relationship Manager
Our Ideas
Policy Risks Galore
Policy Risks Galore
No more financial sedatives; bye-bye, TINA
Everest is Not the Tallest Mountain
Everest is Not the Tallest Mountain
Each economic cycle has its own unique characteristics that make forecasting and market timing so difficult. In this quarter’s edition of Global Foresight, we examine why investors should rethink how they measure inflation and economic growth. The issue also explores some of the more forward-looking indicators that should become increasingly utilized by investors to monitor the health and prospects of the economy.
The Big Heist
The Big Heist
Crypto woes; a black swan fait accompli
Load More
News
TD Ameritrade Network - July 15, 2022

TD AMERITRADE NETWORK: WHY THE TECH SECTOR HAS THE MOST ROOM FOR GROWTH

Barron's - March 11, 2022

AMERICA'S TOP 1,200 FINANCIAL ADVISORS: OUR ANNUAL STATE-BY-STATE LISTING | BARRON'S (BARRONS.COM)

TD Ameritrade Network - January 4, 2022

TD AMERITRADE NETWORK: WHAT TO LOOK FORWARD TO IN 2022

CNBC Trading Nation - December 20, 2021 
CNBC TRADING NATION: OMICRON FEARS SLAM STOCKS
CNBC Trading Nation - December 20, 2021 
CNBC TRADING NATION: TECH STOCKS WILL ALWAYS OUTPERFORM: INVESTOR
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck

Rockefeller Financial LLC is a broker-dealer and investment adviser dually registered with the U.S. Securities and Exchange Commission (SEC);Member Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC). Rockefeller Financial LLC is not a bank. Where appropriate, Rockefeller Financial LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Rockefeller Financial LLC are not FDIC insured, may lose value, are not bank guaranteed, not a bank deposit, and not otherwise insured by any federal government agency.

Investing involves risk, including the possible loss of principal. Past Performance is no guarantee of future results and no investment or financial planning strategy guarantees profit or protection.

Rockefeller Capital Management LLC and its affiliates do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
MICHAEL N. BAPIS

MICHAEL N. BAPIS

Managing Director, Private Wealth Advisor

 

Michael N. Bapis, Managing Director with Vios Advisors at Rockefeller Capital Management, brings over 20 years of wealth management and private banking experience to the practice.

Michael is dedicated to assisting clients and families, institutions and professional athletes and entertainers by providing knowledgeable insight and highly personalized client service. In utilizing global asset allocation concepts and tactical investment strategies, Michael works with clients and families to create financial portfolios that align with long-term goals and optimize their wealth.

Michael began his career at Morgan Stanley in 1998, where he spent time in various departments learning a wide array of skills and knowledge within the financial services industry. A year later in 1999, Michael became a financial advisor. During this time, he was promoted to a Senior Vice President, Wealth Advisor and honored as a member of the prestigious Chairman’s Club — a group that highlights the top 150 advisors in the firm.

Michael joined Rockefeller Capital Management in September 2018. Prior to Rockefeller, Michael spent a decade at HighTower.

Michael is considered a thought leader in the financial services industry, having regularly appeared on CNBC’s Trading Nation and Worldwide Exchange, TD Ameritrade, Bloomberg TV and Yahoo Finance as well as quoted in CNNmoney.com, CNBC.com, Reuters, Financial Planning and Investment News. Michael has also been named to the Barron’s Top 1,200 Advisor List from 2014-2018, Forbes Best-In-State Wealth Advisors List from 2017-2020, and Financial Times RIA in 2017.

As a NFLPA Registered Advisor , Michael understands the intricacies of financial planning for professional athletes, especially in the NFL. He is dedicated to providing the necessary resources, education and strategies to promote financial wellness and financial stability through the arc of every athlete’s career – from signing initial contracts all the way to ensuring a successful and stress-free retirement.

In his client-centric approach, Michael excels at managing relationships with the athletes, as well as their families and additional centers of influence, to encourage seamless communication and to create a strong bond of trust to create a lifetime of financial prosperity and stability for the duration of their careers and beyond.

Michael’s passion for philanthropy has had a tremendous impact on both his professional and personal life. As former Chairman of The Ronald McDonald House of New York Greek Division, Michael has led successful fundraising efforts that have raised over thousands of dollars in support of the organization. He was also named as the 2019 Honoree for the annual Tuesday’s Children Plandome Benefit, an award that recognizes a renowned individual in the community for their passion for volunteerism. Michael also wears a myriad of hats on local Long Island organizations and the Greek Community, including Leadership 100, Hellenic Hearts, Archangel Michael Church, HANAC and The Hellenic Initiative.

Michael earned both his B.A. degree and his MBA from The University of Utah in 1996 and 2004. Michael was a member of the golf team during his undergraduate career. In addition, Michael played basketball overseas at the American College of Greece from 1995-1996.

Michael lives on Long Island with his wife, Eleni and two daughters, Maria, 17 and Georgia, 14.

You have Successfully Subscribed!

NICK M. BAPIS

NICK M. BAPIS

Managing Director

 

Nick M. Bapis, Managing Director with Vios Advisors at Rockefeller Capital Management, brings over 50 years of financial services industry experience to the team. Nick joined Rockefeller Capital Management in September 2018. In his role, Nick oversees the financial planning process and provides personal wealth advising to individuals and families, specializing in generational wealth planning. He creates and guides the implementation of sophisticated wealth management and preservation strategies that incorporate all aspects of life, considering financial assets and non-financial assets alike. Insurance and annuities are key elements of Nick’s financial planning process.

Nick began his career in the financial services industry in 1968 at F.I. DuPont & Co. He then went on to spend 18 years at E.F. Hutton & Co. In 1988, Nick joined Morgan Stanley where he served as a Senior Vice President, Wealth Advisor and Senior Consultant with the ICS Group. Nineteen years later, Nick joined HighTower Advisors as a Managing Director of the Bapis Group. The Bapis Group was the first wirehouse team and third overall team to join HighTower in 2008. Nick spent a decade at HighTower prior to joining Rockefeller as, yet again, the first team to join Rockefeller’s Private Wealth division in September of 2018.

His passion, vast financial background and professional experience allow him to create robust and specific financial plans in order to help clients achieve their long-term financial goals and objectives.

Nick was named in the Barron’s publication of the Top 1000 Advisors, specifically the #2 ranked Financial Advisor in Utah in 2013 and 2015. In addition, he was one of only four honorees selected to the 2015 Advisor Hall of Fame by Research Magazine. In order to be selected for this prestigious award, honorees must have served a minimum of 20 years in the financial industry, have acquired substantial assets under management, have demonstrated noteworthy client service and have earned recognition from their peers and the broader community for the honor that they reflect on their profession.

Nick was also honored on the Forbes Best-In-State Advisors List from 2017-2020.

Nick earned a B.A. in Banking and Finance from The University of Utah and remains an integral part of the university’s community by participating in numerous continuing education seminars and speaking engagements on campus. Nick is also involved in educational endeavors at The University of Pennsylvania’s Wharton School of Business, The University of Chicago and New York University.

As a board member for the Greek Orthodox Diocese of America, Nick plays a vital role in the philanthropic efforts of the Greek Orthodox Community in Salt Lake City and across the nation. He is also an active member of the Investment Management Consultants Association (IMCA).

You have Successfully Subscribed!

JENNIFER WOLF

JENNIFER WOLF

Senior Vice President, Client Relationship Manager 

 

Jennifer Wolf, Senior Vice President and Client Relationship Manager, joined the team in January of 2021. In her role as Client Relationship Manager, Jennifer is responsible for building, maintaining and strengthening meaningful long-term client relationships as well as providing strategic planning and account management for our clients.

With over 20 years in the financial services industry, Jennifer joins us most recently from Avestar Capital, where she was Vice President and Client Relationship Manager, responsible for financial planning for the firm’s clients. Her previous work experience at Merrill Lynch, Smith Barney and TD Ameritrade highlights her breadth of knowledge and expertise within the wealth management space. She has also worked in corporate communications for a China-focused private equity firm in New York City.

Jennifer currently holds her Series 7, 63 and 66 licenses as well as life and health insurance licenses.

She holds a Bachelor of Science in Business Management and Finance from Brooklyn College (CUNY) and an MBA from the European School of Economics in Rome, Italy.

Having grown up in Los Angeles, California, Jennifer currently resides in New York City and is both an avid traveler and scuba diver.

You have Successfully Subscribed!

LEILA TAYLOR

LEILA TAYLOR

Vice President

 

Leila Taylor, Vice President, with Vios Advisors at Rockefeller Capital Management, joined the team in 2012 and brings over seven years of financial industry experience to the team. In her role, she interacts with clients daily to ensure high-touch, personalized service throughout every stage of the client engagement process with the ultimate goal of achieving financial goals and objectives.

Leila’s primary responsibilities include equity and fixed income trading, implementing client portfolio allocations, account management, and maintaining the Custom client portfolio model.

Leila earned her Bachelor’s degree in Education in 2002 from Illia Chavchavadze State University in Tbilisi, Georgia. In 2004, she received her Master’s degree in Translation and Interpretation from Georgian Technical University in Tbilisi, Georgia as well.

Leila currently holds her Series 7, 63, 65 and 99 licenses.

Leila resides in Salt Lake City with her husband, Steve, and two sons, Niko, 6 and Luka, 10.

You have Successfully Subscribed!

CHRISTINA KLEPPER

CHRISTINA KLEPPER

Vice President

 

Christina Klepper, Vice President with Vios Advisors at Rockefeller Capital Management, joined the team in 2015. In her role, she focuses on conceptualizing and executing marketing and communication strategies and initiatives for the team. Her diverse professional background includes experience in public relations, corporate communications and marketing strategy implementation.

Christina’s primary responsibilities include developing effective content for specific target populations, leading the public relations efforts for Michael Bapis and the team, event planning, and analyzing metrics for media presence and growth opportunities.

By providing administrative and operational support to the advisors and team, Christina also plays a vital role in the client engagement process, interacting with clients on a daily basis to ensure a seamless and positive experience.

Prior to joining Rockefeller, Christina worked as a Communications Manager for The Bapis Group at HighTower Advisors. She began her professional career as a Communications Manager for The New York State Thruway Authority and Canal Corporation, where she specialized in media relations and communications.

Christina earned both her Bachelor’s and Master’s degrees from The University at Albany in 2012 and 2014, where she attended on a soccer scholarship.

Christina currently resides in New York City and enjoys running, playing soccer and hanging out with family and friends in her leisure.

You have Successfully Subscribed!

COLIN QUINN, CFP®

COLIN QUINN, CFP®

Senior Investment Associate, Associate Vice President

 

Colin Quinn, Senior Investment Associate, joined the team in October 2021. In his role, Colin is responsible for identifying new investment products and service offerings at Rockefeller, reviewing current opportunities, examining market trends, and analyzing new, unique, and customized investment strategies for our clients.  Colin’s additional responsibilities include account implementation and asset allocation, trading, account management and maintenance to ensure the utmost positive and satisfying client experience.

As a key member of the due diligence investment process, Colin maintains relationships with third party managers and acts as a liaison, keeping the team abreast on recent market themes, new ideas and opportunities for alternative investments, mutual funds, separately managed accounts and additional investment vehicles. He is dedicated to implementing strategies across clients’ portfolios that are both tailored and customized in an efficient and effective way to help our clients’ achieve their financial goals and objectives.

Prior to joining Rockefeller, Colin spent most of his career as a product strategist for BlackRock’s fixed income hedge funds. In this role, Colin specialized in client relationship management, investor relations, fundraising, and marketing. Prior to Blackrock, Colin began his career at Citibank within the private equity services division.

Colin is a CERTIFIED FINANCIAL PLANNER™ and currently holds his Series 7 and 63 licenses.

He received his Bachelor of Science in Finance from Providence College in 2013.

Colin currently resides in New York City and enjoys golfing, cooking, and beach volleyball. He is also an avid New York sports fan, with specific mention to the New York Giants and New York Yankees.

You have Successfully Subscribed!

JOSEPH PAUL

JOSEPH PAUL

Associate

 

Joseph Paul, Associate with Vios Advisors,  joined the team in 2015. Joseph focuses on providing clients with a seamless service by playing an integral role in the day-to-day operations and consistently communicating with clients to ensure that their financial goals and objectives align with their risk tolerance, time horizon and overall portfolio allocation.

His principal responsibilities include trading, money movement, account maintenance, performance reporting and equity research. As a provider of operational and administrative support for Vios Advisors, Joseph assists the team through all stages of client service engagement.

Prior to joining Vios Advisors, Joseph worked as an intern for the team while obtaining his Bachelor’s degree in Business Administration from The University of Utah. He served as a member of the Judiciary Board for his fraternity, Beta Theta Pi, for three years and played an integral role in the philanthropy efforts.

Joseph currently holds his Series 7 and 66 licenses.

Joseph is a native of Valparaiso, Indiana and currently resides in Salt Lake City. He is an avid skier and enjoys taking in all that Utah has to offer – from the ski resorts to national parks.

You have Successfully Subscribed!

MEGAN MACCHEYNE

MEGAN MACCHEYNE

Administrative Assistant

 

Megan MacCheyne, Administrative Assistant with Vios Advisors, joined the team in August 2019. Megan focuses on managing all administrative duties including scheduling matters, meeting facilitation, high level managerial needs and daily tasks and projects. By managing the team’s Customer Relationship Management program, Megan takes the lead on organizing important client data and meetings on a daily basis. She interacts with clients consistently to ensure both a positive and satisfying experience.

Megan grew up in Rochester, New York and currently resides in New York City. She graduated in 2017 from the State University of New York at Oswego with a major in Marketing and a minor in Economics. She enjoys going to the gym, spending time with family and friends and reading in her leisure.

You have Successfully Subscribed!